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Checklist_Broker.pdf
... necessary when processing the application. 1. Application for Insurance Broker Company Licence (Form A4); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2022-01-06
[PDF]
Checklist_Broker.pdf
... necessary when processing the application. 1. Application for Insurance Broker Company Licence (Form A4); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2022-05-31
... Pursuant to section 113(4)(d) of Schedule 11 to the Insurance Ordinance, in handling non-compliance cases unresolved by the Self-Regulatory Organisations (SROs), the IA may impose a disciplinary sanction on a specified person that could have been imposed by the SRO concerned had the case been handled by...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularCPDbreachEngUpload.pdf -
Date: 2022-05-31
[PDF]
Checklist_Broker.pdf
... necessary when processing the application. 1. Application for Insurance Broker Company Licence (Form A4); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2020-06-24
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1a_CIB_Member_Regul_and_CoC_v1_11_2_1993_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_Memorandum_and_Articles_of_Association_v1_11_2_1993_eg19.pdf -
Date: 2019-12-20
... 12 01 Oct 2021 - 30 Sep 2022 Public 公眾人士 Mr Sam KONG 29827834 80/92/11 New Institute of Financial Planners of Hong Kong Practices & Updates in Financial Planning X * Yes 30 06 Oct 2021 - 05 Oct 2022 Public 公眾人士 Mr Sam KONG 29827834 - 20 - Ref 參考編號 Name of CPD Activity Provider 舉辦機構名稱 Title of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-12-06
[PDF]
syll-15.pdf
... III. Investment Assets i. Money Market Instruments A. Bank Deposits B. Negotiable Short-term Debt Instruments C. Advantages and Disadvantages of Money Market Instruments 2 ii. Debt Securities A. Investing in Debt Securities B. Par Value C. Convertibility D. Coupon Rate E. Term to Maturity F. Pricing of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/syll-15.pdf -
Date: 2019-12-02