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⏭... Market Conduct (Acting) CONDUCT IN FOCUS 3 Complaint Statistics 23rd September 2019 to 22nd September 2020 The IA received 1,571 complaints during the period from 23 September 2019 to 22 September 2020, being the first full year following the new regulatory regime for licensed insurance intermediaries...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf -
Date: 2021-12-14
... Market Conduct (Acting) CONDUCT IN FOCUS 3 Complaint Statistics 23rd September 2019 to 22nd September 2020 The IA received 1,571 complaints during the period from 23 September 2019 to 22 September 2020, being the first full year following the new regulatory regime for licensed insurance intermediaries...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf -
Date: 2022-05-24
... Circular_28022020_insurers 28 February 2020 Our Ref: MC/CPD/CIR By email only To: Chief Executives of all authorized insurers Dear Sirs, Compliance with CPD Requirements under the New Regulatory Regime for Insurance Intermediaries – One-off Extension of CPD Fulfillment Deadline by 3 Months...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_28022020_insurers.pdf -
Date: 2020-06-15
... Circular_28022020_insurers 28 February 2020 Our Ref: MC/CPD/CIR By email only To: Chief Executives of all authorized insurers Dear Sirs, Compliance with CPD Requirements under the New Regulatory Regime for Insurance Intermediaries – One-off Extension of CPD Fulfillment Deadline by 3 Months...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_28022020_insurers.pdf -
Date: 2020-12-21
... Qualifying Examination 16 August 2019 Participation in the Third Quantitative Impact Study (QIS 3) for the Development of the Risk-based Capital (RBC) Regime – Matching Adjustment (MA) for Long Term Business 9 August...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2019.html -
Date: 2019-11-29
... Government Structure Legal System and the Judiciary Law and Order Economy 2. RISK ASSESSMENT METHODOLOGY 5 The World Bank Tool The Process Organisation of Report 3. OVERALL MONEY LAUNDERING/ TERRORIST FINANCING COMBATING ABILITY 9 Anti-Money Laundering/Counter-Financing of Terrorism Legal Framework...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2021-11-12
... Government Structure Legal System and the Judiciary Law and Order Economy 2. RISK ASSESSMENT METHODOLOGY 5 The World Bank Tool The Process Organisation of Report 3. OVERALL MONEY LAUNDERING/ TERRORIST FINANCING COMBATING ABILITY 9 Anti-Money Laundering/Counter-Financing of Terrorism Legal Framework...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2022-04-27
... Government Structure Legal System and the Judiciary Law and Order Economy 2. RISK ASSESSMENT METHODOLOGY 5 The World Bank Tool The Process Organisation of Report 3. OVERALL MONEY LAUNDERING/ TERRORIST FINANCING COMBATING ABILITY 9 Anti-Money Laundering/Counter-Financing of Terrorism Legal Framework...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2019-11-05
[PDF]
GL4.pdf
... GL4 GUIDELINE ON “FIT AND PROPER” CRITERIA UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction ………………………..………………….…. 1 2. Approval / Notification Requirements for Appointments of Certain Positions ……....…………....………………......... 1 3. Factors for Determining “Fit...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL4.pdf -
Date: 2020-09-07
[PDF]
A1_Form_Jan_2022.pdf
... Futures Commission (“SFC”)? 3. † Have you ever been registered with the Hong Kong Monetary Authority (“HKMA”)? 4. † Have you ever been licensed by or registered with other financial regulators, or self-regulatory organizations (“SRO”) for insurance intermediaries in or outside Hong Kong (including...
https://www.ia.org.hk/english/infocenter/forms/files/A1_Form_Jan_2022.pdf -
Date: 2022-01-06