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⏭...迅速應保監局要求提供證明其符合持續專 https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf https://www.ia.org.hk/tc/legislative_framework/files/Chi_GL24_CPD.pdf 2...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_chi.pdf -
Date: 2021-09-09
... Microsoft PowerPoint - IA_AML_Seminar 2020 Virtual On-boarding_20201204 (final).pptx v Dickson Chui, Senior Manager Joseph Lee, Manager Market Conduct Division 4 December 2020 Key Observations of Insurers’ AML/CFT Control on Virtual Customer Onboarding v 2 Where the online sharing session aims to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
... Microsoft PowerPoint - IA_AML_Seminar 2020 Virtual On-boarding_20201204 (final).pptx v Dickson Chui, Senior Manager Joseph Lee, Manager Market Conduct Division 4 December 2020 Key Observations of Insurers’ AML/CFT Control on Virtual Customer Onboarding v 2 Where the online sharing session aims to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
... (“Rules”) proposed to be made under section 129 of the Insurance Ordinance (Cap. 41) (“IO”) in relation to the new sections 53F(4), 64T(2), 64ZA(4)(d), 64ZV(8)(e), 73(1) of the IO. The draft Rules prescribe the requirements applicable to licensed insurance broker companies including the requirements in...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... (“Rules”) proposed to be made under section 129 of the Insurance Ordinance (Cap. 41) (“IO”) in relation to the new sections 53F(4), 64T(2), 64ZA(4)(d), 64ZV(8)(e), 73(1) of the IO. The draft Rules prescribe the requirements applicable to licensed insurance broker companies including the requirements in...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... (“Rules”) proposed to be made under section 129 of the Insurance Ordinance (Cap. 41) (“IO”) in relation to the new sections 53F(4), 64T(2), 64ZA(4)(d), 64ZV(8)(e), 73(1) of the IO. The draft Rules prescribe the requirements applicable to licensed insurance broker companies including the requirements in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... (“Rules”) proposed to be made under section 129 of the Insurance Ordinance (Cap. 41) (“IO”) in relation to the new sections 53F(4), 64T(2), 64ZA(4)(d), 64ZV(8)(e), 73(1) of the IO. The draft Rules prescribe the requirements applicable to licensed insurance broker companies including the requirements in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... Annex 1 Key Observations from the First ORSA Reports The Insurance Authority (“IA”) issued the Guideline on Enterprise Risk Management (“GL21”) which took effect on 1 January 2020. This is the Pillar 2 requirement which is implemented ahead of the statutory capital requirement under the Risk-based...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_28.3.2022_Annex.pdf -
Date: 2022-05-31
... FAQ_CPD_12.06.2020rev2_Eng 1 Frequently Asked Questions on the Continuing Professional Development (“CPD”) Requirements I. Facilitative Measures: Q1 II. Transitional Arrangements: Q2 – Q5 III. Others: Q6 – Q10 I. FACILITATIVE MEASURES Q1: What facilitative measures has the Insurance Authority (“IA...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-12-06