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GL19.pdf
... Microsoft Word - GL19 Guideline on QDAP (English).docx GL19 GUIDELINE ON QUALIFYING DEFERRED ANNUITY POLICY Insurance Authority Contents 1. Introduction .............................................................................................................. 1 2. Relevant Legal and Regulatory...
https://www.ia.org.hk/english/legislative_framework/files/GL19.pdf -
Date: 2020-09-24
[PDF]
GL19.pdf
... Microsoft Word - GL19 Guideline on QDAP (English).docx GL19 GUIDELINE ON QUALIFYING DEFERRED ANNUITY POLICY Insurance Authority Contents 1. Introduction .............................................................................................................. 1 2. Relevant Legal and Regulatory...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL19.pdf -
Date: 2019-11-29
... activities for the client, referred to in the Code of Conduct as a “client agreement”. 2. This Practice Note supplements Standard and Practice 5.4(a) of the Code of Conduct by setting out information which the Insurance Authority (“IA”) would expect a licensed insurance broker company (for the purpose of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-06-15
... activities for the client, referred to in the Code of Conduct as a “client agreement”. 2. This Practice Note supplements Standard and Practice 5.4(a) of the Code of Conduct by setting out information which the Insurance Authority (“IA”) would expect a licensed insurance broker company (for the purpose of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-12-21
[PDF]
ppt20151109-02.pdf
... Compliance issues on AML/CFT Compliance issues on Anti-Money Laundering and Counter-Terrorist Financing Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 November 2015 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2021-11-12
[PDF]
ppt20151109-02.pdf
... Compliance issues on AML/CFT Compliance issues on Anti-Money Laundering and Counter-Terrorist Financing Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 November 2015 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2022-04-27
... papers, namely (1) the Principles and Practice of Insurance (P&P) paper, (2) the General Insurance (GI) paper, and (3) the Long Term Insurance (LT) paper. The duration and number of questions of a RIME paper are the same as those for the original IIQE papers. Conditions and limitations Please note...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_RIME_15032022_ENG.pdf -
Date: 2022-05-31
[PDF]
ppt20151109-02.pdf
... Compliance issues on AML/CFT Compliance issues on Anti-Money Laundering and Counter-Terrorist Financing Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 November 2015 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2019-11-05
... the insurer’s appointed licensed insurance agents comply with the CPD requirements. https://www.ia.org.hk/en/legislative_framework/files/Eng_GL24_CPD.pdf https://www.ia.org.hk/en/legislative_framework/files/Eng_GL24_CPD.pdf 2 The absence of such adequate controls and procedures may, in the IA’s view...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_eng.pdf -
Date: 2021-12-10
... the insurer’s appointed licensed insurance agents comply with the CPD requirements. https://www.ia.org.hk/en/legislative_framework/files/Eng_GL24_CPD.pdf https://www.ia.org.hk/en/legislative_framework/files/Eng_GL24_CPD.pdf 2 The absence of such adequate controls and procedures may, in the IA’s view...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_eng.pdf -
Date: 2021-09-09