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⏭...) According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business (Including Linked Long Term Insurance). Background CIB Membership Regulation 14.7.2 requires our Members and their Chief Executives and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v3_18_12_2014_eg19.pdf -
Date: 2019-12-20
... Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Joseph Lee, Manager Raven Chan, Manager Market Conduct Division 21 October 2019 Purposes of recent revision to GL3 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2021-11-12
... Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Joseph Lee, Manager Raven Chan, Manager Market Conduct Division 21 October 2019 Purposes of recent revision to GL3 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2022-04-27
... Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Joseph Lee, Manager Raven Chan, Manager Market Conduct Division 21 October 2019 Purposes of recent revision to GL3 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2019-11-05
[PDF]
ENG_CIF_3.pdf
... CONDUCT IN FOCUS 1 Conduct in Focus 3rd Issue October 2021 Insurance Authority CONDUCT IN FOCUS 2 Conduct In Focus is a periodical publication which presents statistics and commentary on complaints received by the Insurance Authority (“IA”) and examines topical issues regarding the way in...
https://www.ia.org.hk/english/infocenter/files/ENG_CIF_3.pdf -
Date: 2021-12-14
[PDF]
ENG_CIF_3.pdf
... CONDUCT IN FOCUS 1 Conduct in Focus 3rd Issue October 2021 Insurance Authority CONDUCT IN FOCUS 2 Conduct In Focus is a periodical publication which presents statistics and commentary on complaints received by the Insurance Authority (“IA”) and examines topical issues regarding the way in...
https://www.ia.org.hk/english/infocenter/files/ENG_CIF_3.pdf -
Date: 2022-05-24