... the referees including name, contact number and e-mail address should be provided. 3 Form A3 VII. Declaration by Proposed RO I, ____________________________________________________, hereby declare and confirm that: Name of Proposed Responsible Officer  I agree to act as the Responsible Officer (“RO...

... the referees including name, contact number and e-mail address should be provided. 3 Form A3 VII. Declaration by Proposed RO I, ____________________________________________________, hereby declare and confirm that: Name of Proposed Responsible Officer  I agree to act as the Responsible Officer (“RO...

... the referees including name, contact number and e-mail address should be provided. 3 Form A3 VII. Declaration by Proposed RO I, ____________________________________________________, hereby declare and confirm that: Name of Proposed Responsible Officer  I agree to act as the Responsible Officer (“RO...

... centre; (vii) whether there are a number of smaller issues, which individually may not justify a disciplinary action, but which do so when taken collectively; (viii) whether the conduct is or was part of a more serious misconduct; (ix) whether the conduct was engaged in by the authorized insurer alone or...

...弱點; (vii) 違規行為是否顯示有關機構的違規模式; 3 (viii)有關機構是否干犯一些較輕微的違規事項 ; 若干犯 個別事項，未必足以施加罰款，但若干犯所有該等 事項，則可施加罰款; 以及 (ix) 促成、引致或可歸因於違規行為的金融罪行的性質 和嚴重程度。 (b) 保險機構違規後的行為，包括: (i) 保險機構是否試圖隱瞞其違規行為; (ii) 保險機構在發現違規行為或可能違規行為後，有否 採取任何補救措施並向所涉人士採取行動，以及有 否實行措施，以確保日後不會出現類似的違規行 為； (iii) 保險機構就其違規行為接受調查時，是否與保監 局、其他有關當局及／或執法機構充分合作; 以及 (iv...

... relevant line of business. 1. General 4. General and Long Term excluding Linked Long Term 2. Long Term excluding Linked Long Term 5. General and Long Term including Linked Long Term 3. Long Term including Linked Long Term 6. Restricted Scope Travel † Please tick the appropriate box. 4 Form A5 VII...

... relevant line of business. 1. General 4. General and Long Term excluding Linked Long Term 2. Long Term excluding Linked Long Term 5. General and Long Term including Linked Long Term 3. Long Term including Linked Long Term 6. Restricted Scope Travel † Please tick the appropriate box. 4 Form A5 VII...

... relevant line of business. 1. General 4. General and Long Term excluding Linked Long Term 2. Long Term excluding Linked Long Term 5. General and Long Term including Linked Long Term 3. Long Term including Linked Long Term 6. Restricted Scope Travel † Please tick the appropriate box. 4 Form A5 VII...