... reporting of criminal offences, it was suggested an exception be made for minor criminal offences. 37. Respondents sought clarification on the term “undue influence” and the meaning of pressuring clients into making material decisions (Standard and Practice 1.4 of the draft Agents’ Code). One respondent...

... reporting of criminal offences, it was suggested an exception be made for minor criminal offences. 37. Respondents sought clarification on the term “undue influence” and the meaning of pressuring clients into making material decisions (Standard and Practice 1.4 of the draft Agents’ Code). One respondent...

... neither deliberately overstated nor understated. 4.5. The premiums liabilities shall be valued on a net of reinsurance basis whilst outstanding claims liabilities shall be valued on both gross basis and net of reinsurance. The actuary shall comment where there is a known material risk that one or more...

... designated under the Executive Order a fifth list of 3 entities on 4 December 2001 which are believed to provide financial or material support to, financial or other services in support of, or are otherwise associated with Hamas, a Foreign Terrorist Organization already designated under the Executive Order....

... time horizon, or equivalent. The ORSA in relation to a supervised group should encompass all reasonably foreseeable and relevant material risks including, at a minimum, insurance, credit, market, concentration, operational, liquidity, conduct risks and group risks. Pillar 3...

... submitting false documents to a regulator twice is indicative not only of a lack of fitness and properness of character, but also a material lack of understanding of the duties and ethical responsibilities of an insurance agent. The IA continues to have zero tolerance for this and individuals who...

... representative(s) whom the client may contact for service to be provided or available under the Agreement, with a narrative of that representative’s duties and authorities (or limitation of authority); 7. Obligations of the Member to notify the client in writing in the event of any material change to the...