... (“Requirements”). 2 Purpose The purpose of the updated Requirements is to incorporate, among others, the enhanced requirements brought about through the introduction of the SFC Handbook to ensure that customers purchase ILAS products which are suitable for them and consistent with their requirements and risk...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_ILAS_Requirements_v2_1_2011_20190823.pdf -
Date: 2019-12-20
... existing and potential policy holders and reinforcing public confidence in the insurance industry. 2. Regulated activity includes negotiating or arranging a contract of insurance; inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; inviting or inducing...
https://www.ia.org.hk/english/infocenter/files/New_regime_2_English.pdf -
Date: 2021-12-14
... existing and potential policy holders and reinforcing public confidence in the insurance industry. 2. Regulated activity includes negotiating or arranging a contract of insurance; inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; inviting or inducing...
https://www.ia.org.hk/english/infocenter/files/New_regime_2_English.pdf -
Date: 2022-05-24
... existing and potential policy holders and reinforcing public confidence in the insurance industry. 2. Regulated activity includes negotiating or arranging a contract of insurance; inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; inviting or inducing...
https://www.ia.org.hk/english/infocenter/files/New_regime_2_English.pdf -
Date: 2020-06-23
... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part2.pdf -
Date: 2021-11-12
... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part2.pdf -
Date: 2022-04-27
... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part2.pdf -
Date: 2019-11-05
... before taking out an ILAS product" What am I buying? 我付出的錢用來買甚麼? Bullet point 2 – 第二點– Part of the premiums are allocated to a policy account, the value of which will be determined by reference to the value of the selected investment options,; the remaining part will pay the cost of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_HKFI_Q_before_taking_out_ILAS_v2_Chi_Eng_14_10_2011_20190823.pdf -
Date: 2019-12-20
... “Know Your Client” procedures. 2. The assessment of the clients’ needs should refer to their financial circumstances, total protection needs and requirements as disclosed and duly recorded in the forms or instruments of the Members in conducting the “Know Your Client” procedures. 3. If the clients are...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf -
Date: 2019-12-20
... pleasure of working together for many years and making many new acquaintances of the Insurance Industry whom I shall be working closely with in the years to come. 2. In an address to your parent organization, the Association internationale de Droit des Assurances, in Copenhagen last year, Lord Mance, Lord...
https://www.ia.org.hk/english/infocenter/files/Section6.2_160601_HILA_annualdinner.pdf -
Date: 2021-12-09