... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...

... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...

... company, cedes the risk it has underwritten to its reinsurer with the ceding company retaining none or a small part of that risk for its own account); (k) the purpose of the application is not to bypass the scope and provisions of other regulatory legislation in Hong Kong, e.g. the Banking Ordinance; 5 (l...

... follow the FNA requirements as if the rider or top-up is a new life insurance policy. 5 (a) the policy is: (i) a non-participating endowment product with guaranteed payment of not less than the total premium paid upon maturity; or (ii) a universal life product providing a surrender value which is not...

... follow the FNA requirements as if the rider or top-up is a new life insurance policy. 5 (a) the policy is: (i) a non-participating endowment product with guaranteed payment of not less than the total premium paid upon maturity; or (ii) a universal life product providing a surrender value which is not...

... follow the FNA requirements as if the rider or top-up is a new life insurance policy. 5 (a) the policy is: (i) a non-participating endowment product with guaranteed payment of not less than the total premium paid upon maturity; or (ii) a universal life product providing a surrender value which is not...

... compulsory CPD hours on “Ethics or Regulation”. 2 The total number of CPD hours required for an individual licensee granted a licence by the IA in August 2021 is 12 CPD hours, 3 of which must be related to “Ethics or Regulations”. Please refer to table 1 in Annex 2 to GL24: Granted a TRB licence by the IA on...

... compulsory CPD hours on “Ethics or Regulation”. 2 The total number of CPD hours required for an individual licensee granted a licence by the IA in August 2021 is 12 CPD hours, 3 of which must be related to “Ethics or Regulations”. Please refer to table 1 in Annex 2 to GL24: Granted a TRB licence by the IA on...