... note; or (iv) the covering letter accompanying (i), (ii) or (iii), sent by the licensed insurance broker company to its client. (c) For insurance transactions in relation to long term business (as defined in the Insurance Ordinance (Cap. 41)): (i) the questionnaire/form used for conducting financial...

...，以每項申請計 18,000 For each notification of the appointment of 委任下述人士的通知，以每項通知計 --- (a) a controller (other than one to whom section 13A or 13B of the Ordinance applies) 控權人(本條例第13A或13B條適用者除外) 5,000 (b) a director (other than one to whom section 13AC of the Ordinance applies) 董事(本條例第13AC條適用者除外) 5,000 (c...

...，以每項申請計 18,000 For each notification of the appointment of 委任下述人士的通知，以每項通知計 --- (a) a controller (other than one to whom section 13A or 13B of the Ordinance applies) 控權人(本條例第13A或13B條適用者除外) 5,000 (b) a director (other than one to whom section 13AC of the Ordinance applies) 董事(本條例第13AC條適用者除外) 5,000 (c...

... note; or (iv) the covering letter accompanying (i), (ii) or (iii), sent by the licensed insurance broker company to its client. (c) For insurance transactions in relation to long term business (as defined in the Insurance Ordinance (Cap. 41)): (i) the questionnaire/form used for conducting financial...

... Under section 3A(c) of the IO, a person gives regulated advice if the person gives an opinion in relation to a matter specified below (Part 3 of Schedule 1A to the IO): the making of an application or proposal for a contract of insurance the issuance, continuance or renewal...

... Financial Institutions: ·Authorized institutions (by HKMA) ·Licensed corporations (by SFC) ·Remittance agents & money changers (by C&E) ·Insurers, insurance agents & brokers that carry on or advising on long term business (by OCI) Office of the Commissioner of Insurance The Government of the Hong Kong...

...) ________________________________________________________________________________ For Official Use C LN Check S NR Update SA NP Verify † Please tick the appropriate box. Version: September 2019 1 Form N1 Please complete all items in BLOCK LETTERS. All amendments must be signed by Authorized Person and original signed copy should be submitted. I. Particulars of Appointing Principal...

...) ________________________________________________________________________________ For Official Use C LN Check S NR Update SA NP Verify † Please tick the appropriate box. Version: September 2019 1 Form N1 Please complete all items in BLOCK LETTERS. All amendments must be signed by Authorized Person and original signed copy should be submitted. I. Particulars of Appointing Principal...

... Financial Institutions: ·Authorized institutions (by HKMA) ·Licensed corporations (by SFC) ·Remittance agents & money changers (by C&E) ·Insurers, insurance agents & brokers that carry on or advising on long term business (by OCI) Office of the Commissioner of Insurance The Government of the Hong Kong...