... Interpretation Notes Page 1 of 2 Interpretation Notes Guideline on Cooling-off Period (GL29) The Insurance Authority (“IA”) issues these Interpretation Notes with the aim of providing further guidance to authorized insurers and licensed insurance intermediaries in respect of the Guideline on...

... Leaflet 2018 v2.ai The Institute of Professional Education And Knowledge (PEAK) is a member of VTC Group. PEAK provides professional development programmes and examination services for in-service practitioners. PEAK also provides customised training sevices to more than 200 major corporations in...

... Interpretation Notes Page 1 of 2 Interpretation Notes Guideline on Cooling-off Period (GL29) The Insurance Authority (“IA”) issues these Interpretation Notes with the aim of providing further guidance to authorized insurers and licensed insurance intermediaries in respect of the Guideline on...

... Leaflet 2018 v2.ai The Institute of Professional Education And Knowledge (PEAK) is a member of VTC Group. PEAK provides professional development programmes and examination services for in-service practitioners. PEAK also provides customised training sevices to more than 200 major corporations in...

..., ____________________________), who is a director or senior manager of our company, has been appointed and has been carrying out the functions in accordance with the Guideline; 2 A Money Laundering Reporting Officer (namely, ______________________), who is a senior staff member of our company, has been appointed and has been...

... routinely or in response to a request, and lays down procedures governing its prompt release. The Code authorizes and requires IA staff, routinely or on request, to provide information unless there are specific reasons for not doing so. These reasons are set out in Part 2 and will normally be cited if a...

... well. (2) Fallback strategy in case where the clients cannot be reached for policy delivery. (3) Documentation of the paper flow. Filing Requirement The acknowledgement of receipt by client of the policy document should form part of the client’s record to be kept and maintained by the Members. CIB would...

... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 成都市地方金融监督管理局与香港特别行政区保险业监管局 关于加强两地保险业发展与合作的 谅解备忘录 成都 成都市地方金融监督管理局 香港 香港特别行政区 保险业监管局 2 目录 1.定义………………………………………………………………………… 3 2.目的………………………………………………………………………… 3 3.原则………………………………………………………………………… 4 4....

... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 成都市地方金融监督管理局与香港特别行政区保险业监管局 关于加强两地保险业发展与合作的 谅解备忘录 成都 成都市地方金融监督管理局 香港 香港特别行政区 保险业监管局 2 目录 1.定义………………………………………………………………………… 3 2.目的………………………………………………………………………… 3 3.原则………………………………………………………………………… 4 4....