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⏭... intermediaries can consider to include such scenario as an example in the questions in Appendix A of the Guideline as appropriate. Q9 With respect to paragraph 5.2(c) of the Guideline, would a customer who intends to reduce the premium payable under the existing life insurance policy, but does not intend to use...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL27.pdf -
Date: 2020-09-24
... the Financial Action Task Force (“FATF”) to be higher risk situations. Favour anonymity Key AML/CFT Regulatory Requirements 6 Key AML/CFT Regulatory Requirements Anti-Money Laundering and Counter-Terrorist Financing Ordinance (“the AMLO”) Section 9 of Schedule 2 to the AMLO stipulates that if a...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
... intermediaries can consider to include such scenario as an example in the questions in Appendix A of the Guideline as appropriate. Q9 With respect to paragraph 5.2(c) of the Guideline, would a customer who intends to reduce the premium payable under the existing life insurance policy, but does not intend to use...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL27.pdf -
Date: 2020-12-21
... occurred before 23 September 2019 will be handled by the IA by reference to the applicable rules that would have applied to the case had it been handled by the SRO concerned. Pursuant to section 125 of Part 9 of Schedule 11 to the Insurance Ordinance, the IA published the applicable rules...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/applicable_rules_issued_by_the_SROs.html -
Date: 2019-12-20
[PDF]
3q16long.pdf
...,964,318 26,401,298 32,670,620 49,444,361 75,634,938 附加合約: Supplementary Contracts: 意外及疾病 (醫療) Accident & Sickness (Medical) 0 522,710 0 185,248 0 707,958 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 670 216,848 81 92,279 751 309,127 非意外及疾病 Other than Accident & Sickness 23,975 176,844 2,339 9,623 26...
https://www.ia.org.hk/english/infocenter/statistics/files/3q16long.pdf -
Date: 2017-11-29
... entrants), or whether the levels are too low (which suggests policyholders are being subjected to undue risk). 9 1.12.2 The RBC regime should be developed in four phases : Phase I will involve development of the framework and key approaches. Phase II will involve development of detailed rules. QIS...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_paper.pdf -
Date: 2019-09-03
[PDF]
hk-fsa_mou_rev.pdf
... HKIA MoU 9 OCTOBER 2003 MEMORANDUM OF UNDERSTANDING The Insurance Authority of The Hong Kong Special Administrative Region of the People’s Republic of China Financial Services Authority United Kingdom Contents RECITALS 2 OPERATIVE PART 3 Interpretation 3 Purpose 3 Principles 4 Provision of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2020-09-28
[PDF]
hk-fsa_mou_rev.pdf
... HKIA MoU 9 OCTOBER 2003 MEMORANDUM OF UNDERSTANDING The Insurance Authority of The Hong Kong Special Administrative Region of the People’s Republic of China Financial Services Authority United Kingdom Contents RECITALS 2 OPERATIVE PART 3 Interpretation 3 Purpose 3 Principles 4 Provision of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2021-11-01
[PDF]
hk-fsa_mou_rev.pdf
... HKIA MoU 9 OCTOBER 2003 MEMORANDUM OF UNDERSTANDING The Insurance Authority of The Hong Kong Special Administrative Region of the People’s Republic of China Financial Services Authority United Kingdom Contents RECITALS 2 OPERATIVE PART 3 Interpretation 3 Purpose 3 Principles 4 Provision of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf -
Date: 2021-09-01