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⏭... Kong. The respondents also agreed that it is important to set a unified standard across the industry and to protect the interests of the insuring public. There were, however, views on a few issues including the adoption of a non-tariff based approach, and the application of the maximum penalty of HK$10...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-03
... Kong. The respondents also agreed that it is important to set a unified standard across the industry and to protect the interests of the insuring public. There were, however, views on a few issues including the adoption of a non-tariff based approach, and the application of the maximum penalty of HK$10...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
...�cer approved by the IA . Maintain a client account with a bank in Hong Kong . Compliance with the requirements set out in the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules . Proper corporate governance, internal controls and risk management (organizational...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/New_regime_brochure_Eng.pdf -
Date: 2020-07-16
[PDF]
New_regime_2_English.pdf
... fit and proper in order to be licensed, and this requirement is ongoing. In addition, the IA has, based on the existing codes of conduct from the SROs, formulated new codes of conduct which set out the professional standards expected from insurance intermediaries. These include the requirements on...
https://www.ia.org.hk/english/infocenter/files/New_regime_2_English.pdf -
Date: 2021-12-14
[PDF]
Cirdd20210312.pdf
.../outcomes-fatf-plenary-february-2021.html http://www.fatf-gafi.org/publications/fatfgeneral/documents/outcomes-fatf-plenary-february-2021.html - 3 - (2) Frequently Asked Questions FAQs in relation to AML/CFT have been updated4 today. The FAQs published on 13 September 2019 are superseded with immediate effect. The updated set of FAQs is...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Cirdd20210312.pdf -
Date: 2021-11-26
[PDF]
GL3A_Eng.pdf
... penalty and that the size of the penalty will be larger. In determining the seriousness of a contravention, the IA will consider all of the circumstances of the case and take into account but not limited to the factors set out below. (a) The nature, seriousness and impact of the contravention, including...
https://www.ia.org.hk/english/legislative_framework/files/GL3A_Eng.pdf -
Date: 2020-09-24
[PDF]
Cirdd20210312.pdf
.../outcomes-fatf-plenary-february-2021.html http://www.fatf-gafi.org/publications/fatfgeneral/documents/outcomes-fatf-plenary-february-2021.html - 3 - (2) Frequently Asked Questions FAQs in relation to AML/CFT have been updated4 today. The FAQs published on 13 September 2019 are superseded with immediate effect. The updated set of FAQs is...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Cirdd20210312.pdf -
Date: 2021-09-09
[PDF]
GL3A_Eng.pdf
... penalty and that the size of the penalty will be larger. In determining the seriousness of a contravention, the IA will consider all of the circumstances of the case and take into account but not limited to the factors set out below. (a) The nature, seriousness and impact of the contravention, including...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2021-09-13
... regulatory policy and market development, to bolster Hong Kong’s position as a leading green and sustainable finance centre in Asia and globally. It will also facilitate regional cooperation, including in the Guangdong-Hong Kong-Macao Greater Bay Area. The Steering Group has set up two work streams: to...
https://www.ia.org.hk/english/infocenter/press_releases/20200505.html -
Date: 2020-05-06