... title, and number of staff under his/her supervision); 5. Supplemental Form – Information on Director/Controller (Individual) (Form S5) (if applicable); 6. Supplemental Form – Information on Director/Controller (Body Corporate) (Form S6) (if applicable); 7. Copy of Business Registration Certificate; 8....

...) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening & training Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 5 Observation • Some requirements...

...) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening & training Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 5 Observation • Some requirements...

...) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening & training Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 5 Observation • Some requirements...

... .........................................................................................................4 Art. 3 Objective and Scope .........................................................................................5 Art. 4 Principles ...........................................................................................................5 Art. 5 Valid Purpose and Confidentiality...

... .........................................................................................................4 Art. 3 Objective and Scope .........................................................................................5 Art. 4 Principles ...........................................................................................................5 Art. 5 Valid Purpose and Confidentiality...

... .........................................................................................................4 Art. 3 Objective and Scope .........................................................................................5 Art. 4 Principles ...........................................................................................................5 Art. 5 Valid Purpose and Confidentiality...

... .........................................................................................................4 Art. 3 Objective and Scope .........................................................................................5 Art. 4 Principles ...........................................................................................................5 Art. 5 Valid Purpose and Confidentiality...

... insurance business for the purpose of Own Risk Solvency Assessment Report (Effective from January 2020) I. Background I.1. The Guideline on Enterprise Risk Management (“GL21”) was published by the Insurance Authority (“IA”) on 5 July 2019 and takes effect from 1 January 2020. Section 9 of GL21 sets out the...

... to paragraph 5.5 of the Guideline, please clarify if insurers are required to seek the IA’s approval prior to adopting any digital verification technology. A4 Insurers are not required to obtain the IA’s prior approval for adopting any digital signature or other similar signature verification...