Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... (“SROs”) 4 and everyone who is involved or connected with the insurance industry. This is the day when the IA will take over the regulation of insurance intermediaries from the SROs, putting it on statutory footing. The IA will be the sole authority for granting licences, conducting due diligence...
https://www.ia.org.hk/english/infocenter/files/new_regulatory_regime_190923.pdf -
Date: 2021-12-09
... (“SROs”) 4 and everyone who is involved or connected with the insurance industry. This is the day when the IA will take over the regulation of insurance intermediaries from the SROs, putting it on statutory footing. The IA will be the sole authority for granting licences, conducting due diligence...
https://www.ia.org.hk/english/infocenter/files/new_regulatory_regime_190923.pdf -
Date: 2021-09-08
... (“SROs”) 4 and everyone who is involved or connected with the insurance industry. This is the day when the IA will take over the regulation of insurance intermediaries from the SROs, putting it on statutory footing. The IA will be the sole authority for granting licences, conducting due diligence...
https://www.ia.org.hk/english/infocenter/files/new_regulatory_regime_190923.pdf -
Date: 2020-06-12
[HTML]
Legal Information
... Users who link from the IA website to websites provided by other organisations should be aware that the information on those websites has not been compiled or issued by the IA. The IA is not responsible for such information and makes no representation about its accuracy, completeness or legality and...
https://www.ia.org.hk/english/legal_information/legal_information.html -
Date: 2017-12-05
... Continuing Professional Development (CPD) Requirements Overview Licensed insurance intermediaries are required to be fit and proper persons to carry on regulated activities. In this regard, licensed insurance intermediaries who are individuals should...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/cpd.html -
Date: 2024-01-23
... guidance to authorized insurers and licensed insurance intermediaries in respect of the sale process of ILAS products under the Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products (GL26) (the “Guideline”). This Circular is not intended to be a comprehensive guide and does not...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-12-10
... guidance to authorized insurers and licensed insurance intermediaries in respect of the sale process of ILAS products under the Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products (GL26) (the “Guideline”). This Circular is not intended to be a comprehensive guide and does not...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-09-09
[PDF]
GL13.pdf
... Guidance Notes GL13 GUIDELINE ON ASSET MANAGEMENT BY AUTHORIZED INSURERS Insurance Authority Contents Page 1. Preamble………………………………………….…………….. 1 2. Introduction…………………………………………………….. 2 3. Definition of the Investment Policy and Procedures…….……… 4 4. Monitoring and Control…………….…………………………... 9 5....
https://www.ia.org.hk/english/legislative_framework/files/GL13.pdf -
Date: 2020-09-24
[PDF]
sn-p&p-2013.pdf
... Vulnerabilities in Insurance Industry 7.4.4 Stages of Money Laundering 7.4.5 Legislation on Money Laundering and Terrorist Financing 7.4.5a Anti-Money Laundering and Counter- Terrorist Financing (Financial Institutions) Ordinance (‘AMLO’) 7.4.5b Drug Trafficking (Recovery of Proceeds) Ordinance (‘DTROP’) 7.4.5c...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-p&p-2013.pdf -
Date: 2019-12-02