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⏭... CONDUCT IN FOCUS 1 Insurance Authority May 2021 2nd Issue CONDUCT IN FOCUS 2 CONDUCT IN FOCUS Conduct In Focus is a periodical publication which presents statistics and commentary on complaints received by the Insurance Authority (“IA”) and examines topical regulatory issues regarding the way in...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English_Issue2.pdf -
Date: 2021-12-14
... CONDUCT IN FOCUS 1 Insurance Authority May 2021 2nd Issue CONDUCT IN FOCUS 2 CONDUCT IN FOCUS Conduct In Focus is a periodical publication which presents statistics and commentary on complaints received by the Insurance Authority (“IA”) and examines topical regulatory issues regarding the way in...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English_Issue2.pdf -
Date: 2022-05-24
... requisite CPD courses) to their appointing principal by 7 January 2022. Appointing principals are then required, by 21 January 2022, to submit a list to the IA, detailing the updated position of these individual licensees together with the relevant supporting documents. The list (in the following format...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/202112010CircularCPDENGNosignature.pdf -
Date: 2021-12-10
[PDF]
cir_aml_20170525.pdf
... United Nations Sanctions (Yemen) Regulation 2015 United Nations Sanctions (Central African Republic) Regulation 2017 保險業監理處 香港金鐘道六十六號 金鐘道政府合署二十一樓 OFFICE OF THE COMMISSIONER OF INSURANCE 21st Floor, Queensway Government Offices, 66 Queensway, Hong Kong 圖文傳真 Fax: (852) 2869 0252 覆函請註明本處檔號 In reply...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170525.pdf -
Date: 2018-01-15
[PDF]
cir_20170517.pdf
... Cyber Intelligence Sharing Platform 保險業監理處 香港金鐘道六十六號 金鐘道政府合署二十一樓 OFFICE OF THE COMMISSIONER OF INSURANCE 21st Floor, Queensway Government Offices, 66 Queensway, Hong Kong 圖文傳真 Fax: (852) 2869 0252 CORRESPONDENCE SHOULD BE ADDRESSED TO “THE COMMISSIONER OF INSURANCE” AND NOT TO INDIVIDUAL OFFICERS...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20170517.pdf -
Date: 2018-01-12
...:00 15 mins Sharing #2 “Helping Insurance Become Simple and Intelligent” Mr John Brisco, CEO, Coherent Group 15:00-15:15 15 mins Sharing #3 “New Trend and Key Challenges in Consumer Product and Regulatory Compliance” by Ms Natalie Fong, Chief Operating Officer, Wesurance Limited 15:15-15:35 20 mins...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Programme_Rundown_FTF_3_May_2019_v2.pdf -
Date: 2019-06-06
[PDF]
cir_aml_20180312.pdf
.../public-statement-february-2018.html http://www.fatf-gafi.org/publications/high-riskandnon-cooperativejurisdictions/documents/public-statement-february-2018.html - 2 - You should give special attention to business relationships and transactions with the DPRK, including DPRK companies, financial institutions and those acting on their...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180312.pdf -
Date: 2019-02-01
... - 1 - CIB-GN(4) (originally issued on 22 June 2007) (1 st revision effected from 1 June 2014) (2 nd revision effected from 1 January 2015) (further revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
... income etc) Saving up for the future (e.g. child education, marriage, retirement etc) Investment Emigration to Hong Kong through Capital Investment Entrant Scheme Others (Please specify___________________________________) 2. What type of insurance products you are looking for to meet your...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
... 條規定保險機構須採取 所有合理措施，以 (a)確保設有適當的預防措施，以防止 違反附表 2 第 2 及 3 部的任何規定；及(b)緩減洗錢及恐 怖分子資金籌集風險。 《打擊洗錢條 例》第 5 條 1.21 根據《打擊洗錢條例》，保險機構如(1)明知或(2)出於詐 騙保監局的意圖，而違反《打擊洗錢條例》的指明條 文，即屬犯罪。「指明條文」列載於《打擊洗錢條例》 第 5(11)條。保險機構如明知而違反指明條文，一經定 罪，最高刑罰為監禁兩年及罰款 1,000,000 元。保險機構 如出於詐騙保監局的意圖而違反指明條文，一經定罪， 最高刑罰為監禁 7 年及罰款 1,000,000 元。 6 特別...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24