... CODE APPLIES 4 3. REGISTRATION REQUIREMENT 4 4. MANAGEMENT AND INTERNAL CONTROLS 4 5. TREAT YOUR CLIENT FAIRLY 6 6. KNOW YOUR CLIENT 9 7. INFORMATION FOR CLIENT 10 8. APPROPRIATENESS OF ADVICE 11 9. ILAS PRODUCT REPLACEMENT 13 10. INVESTMENT WITHIN ILAS PORTFOLO BOND PRODUCTS 13 11. KEEPING OF RECORDS...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
... on the progress of its assistance in the investigation on a regular basis. 9.10 Pursuant to section 34O(4) of the Ordinance, before the MPFA, or a person directed by the MPFA, imposes a requirement under section 34P on another person who is a Type A or Type B regulatee of an IR, the MPFA or the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-09-28
... an amount of HK$10 billion in aggregate to cover claims arising out of terrorism under their direct EC insurance policies. Following the approval of the Finance Committee of the Legislative Council on 11 January 2002, the Government (Commissioner of Insurance) separately entered into agreement with...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens8.pdf -
Date: 2020-09-28
... on the progress of its assistance in the investigation on a regular basis. 9.10 Pursuant to section 34O(4) of the Ordinance, before the MPFA, or a person directed by the MPFA, imposes a requirement under section 34P on another person who is a Type A or Type B regulatee of an IR, the MPFA or the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-11-01
... an amount of HK$10 billion in aggregate to cover claims arising out of terrorism under their direct EC insurance policies. Following the approval of the Finance Committee of the Legislative Council on 11 January 2002, the Government (Commissioner of Insurance) separately entered into agreement with...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens8.pdf -
Date: 2021-11-01
... on the progress of its assistance in the investigation on a regular basis. 9.10 Pursuant to section 34O(4) of the Ordinance, before the MPFA, or a person directed by the MPFA, imposes a requirement under section 34P on another person who is a Type A or Type B regulatee of an IR, the MPFA or the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-09-01
... an amount of HK$10 billion in aggregate to cover claims arising out of terrorism under their direct EC insurance policies. Following the approval of the Finance Committee of the Legislative Council on 11 January 2002, the Government (Commissioner of Insurance) separately entered into agreement with...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens8.pdf -
Date: 2021-09-01
... on the progress of its assistance in the investigation on a regular basis. 9.10 Pursuant to section 34O(4) of the Ordinance, before the MPFA, or a person directed by the MPFA, imposes a requirement under section 34P on another person who is a Type A or Type B regulatee of an IR, the MPFA or the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-06-19
... an amount of HK$10 billion in aggregate to cover claims arising out of terrorism under their direct EC insurance policies. Following the approval of the Finance Committee of the Legislative Council on 11 January 2002, the Government (Commissioner of Insurance) separately entered into agreement with...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens8.pdf -
Date: 2020-06-19
... individual request for assistance made under this Memorandum will, wherever possible, be in writing, but in cases of urgency it may be oral and confirmed in writing within 10 days. 10. A request for assistance made under this Memorandum shall be addressed to one of the requested Authority’s contact points...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-naic.pdf -
Date: 2020-09-28