... Individual Licence Application (if the proposed Responsible Officer has not applied to the IA for a formal licence) ; 4. Resume of the proposed Responsible Officer regarding his/her insurance and management experience (including the period, name of employer, nature of business, job title, and number of staff...

... a habit?" on the application form, the deceased replied in the negative. The deceased's son insisted that his father did not have a drinking habit and would only drink on special occasions. More importantly, there was no direct relationship between alcoholic consumption and tongue carcinoma. The...

... the insurer’s question "Have you ever smoked tobacco or taken drugs or narcotics or alcohol as a habit?" on the application form, the deceased replied in the negative. The deceased's son insisted that his father did not have a drinking habit and would only drink on special occasions. More importantly...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... CONDUCT IN FOCUS 1 Insurance Authority May 2021 2nd Issue CONDUCT IN FOCUS 2 CONDUCT IN FOCUS Conduct In Focus is a periodical publication which presents statistics and commentary on complaints received by the Insurance Authority (“IA”) and examines topical regulatory issues regarding the way in...

... CONDUCT IN FOCUS 1 Insurance Authority May 2021 2nd Issue CONDUCT IN FOCUS 2 CONDUCT IN FOCUS Conduct In Focus is a periodical publication which presents statistics and commentary on complaints received by the Insurance Authority (“IA”) and examines topical regulatory issues regarding the way in...

...”) on Initiative on Financial Needs Analysis (“FNA”) Subsequent to our circular dated 13 November 2015 (Ref: Mv126/15) on the FAQs on the FNA, the LIC has received further comments / questions from LIMs and thus included the same in the attached to facilitate compliance by LIMs with the FNA. The FAQs...

... Microsoft Word - Q&A_FNA_Dec2016 (as at 12 December 2016)  - 1 - Questions and Answers on ‘Initiative on Financial Needs Analysis’ (“FNA”)    Disclaimer:  The  list  of  questions  and  answers  are  for  reference  only.    Members  are  advised to consult their own legal counsel as necessary....