... CONDUCT IN FOCUS 1 Insurance Authority May 2021 2nd Issue CONDUCT IN FOCUS 2 CONDUCT IN FOCUS Conduct In Focus is a periodical publication which presents statistics and commentary on complaints received by the Insurance Authority (“IA”) and examines topical regulatory issues regarding the way in...

...”) on Initiative on Financial Needs Analysis (“FNA”) Subsequent to our circular dated 13 November 2015 (Ref: Mv126/15) on the FAQs on the FNA, the LIC has received further comments / questions from LIMs and thus included the same in the attached to facilitate compliance by LIMs with the FNA. The FAQs...

... Microsoft Word - Q&A_FNA_Dec2016 (as at 12 December 2016)  - 1 - Questions and Answers on ‘Initiative on Financial Needs Analysis’ (“FNA”)    Disclaimer:  The  list  of  questions  and  answers  are  for  reference  only.    Members  are  advised to consult their own legal counsel as necessary....

... in a separate sheet.) † Are you carrying on any business? ☐ Yes (If Yes, please provide the following information on your major business. For an overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of...

... in a separate sheet.) † Are you carrying on any business? ☐ Yes (If Yes, please provide the following information on your major business. For an overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of...

... in a separate sheet.) † Are you carrying on any business? ☐ Yes (If Yes, please provide the following information on your major business. For an overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of...

... Microsoft Word - Par Policy Illustration Benefit Template_Eng_Doc A_1 Name of Applicant: ___________________ Signature : _____________________ Date : ________________ Effective no later than: (1) 1 April 2016 for new products; and (2) 1 January 2017 for new and existing policies of current...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...