... frequent and convenient movement of people within the GBA. The IA has been actively discussing with relevant authorities in the Mainland and will continue to render its total support.” Ends ...

... June 2017 • Takeover of the direct regulation of intermediaries Key tasks • Prudential regulation  Risk-based Capital Regime (RBC) • Promote Insurtech • Policyholders’ Protection Scheme • Regulation of intermediaries • Fees and levy 8 Insurance Ordinance: key amendments • Approval of Key Persons in...

... June 2017 • Takeover of the direct regulation of intermediaries Key tasks • Prudential regulation  Risk-based Capital Regime (RBC) • Promote Insurtech • Policyholders’ Protection Scheme • Regulation of intermediaries • Fees and levy 8 Insurance Ordinance: key amendments • Approval of Key Persons in...

... June 2017 • Takeover of the direct regulation of intermediaries Key tasks • Prudential regulation  Risk-based Capital Regime (RBC) • Promote Insurtech • Policyholders’ Protection Scheme • Regulation of intermediaries • Fees and levy 8 Insurance Ordinance: key amendments • Approval of Key Persons in...

...起至 2022 年 9 月 22 日的限期內 提交並得到處理，本局就提交有關申請設定了以下的截止日期。 https://cn.linguee.com/%E4%B8%AD%E6%96%87-%E8%8B%B1%E8%AF%AD/%E7%BF%BB%E8%AD%AF/%E9%9F%A7%E6%80%A7.html https://cn.linguee.com/%E4%B8%AD%E6%96%87-%E8%8B%B1%E8%AF%AD/%E7%BF%BB%E8%AD%AF/%E9%99%90%E6%9C%9F.html - 2 - 截止日期 鑑於處理不同類型牌照的複雜性及所涉及的資源，尚未提交新牌...

... 8,000 元或以上的款額，而不論交易是以單一次操作執 行，或是以該金融機構覺得是有關連的若干次操 作執行； (c) 當金融機構懷疑客戶或客戶的戶口涉及洗錢及恐怖 分子資金籌集時15；或 (d) 當金融機構懷疑過往為識別客戶的身分或核實客戶 的身分而取得的資料是否真實或充分時。 附表2第1條 4.2.2 《打擊洗錢條例》界定某人與金融機構之間的「業務關 係」為符合以下說明的業務、專業或商業關係： (a) 延續一段時間是該關係的元素；或 (b) 在該人首次以該金融機構的準客戶身分接觸該機構 時，該機構期望延續一段時間是該關係的元素。 附表2第1條 4.2.3 《打擊洗錢條例》界定「非經常交易」一...

... applicable measures relating to Telemarketing.  There are a total of 13 measures in the Guidance Note, each accompanied by detailed explanations to provide further guidance to registered intermediaries.  For instance, a principal intermediary is required to provide a designated telephone number for...

...」)措施 (見第4.10段)。 附表2第2(1)條 4.1.3 以下為適用於保險機構的盡職審查措施： (a) 識別客戶的身分，及根據可靠及獨立來源所提供的文 件、數據或資料，核實客戶的身分 (見第4.3段)； (b) 如就客戶而言有實益擁有人，識別及採取合理措施核 實該實益擁有人的身分，從而使該保險機構信納其知 道該實益擁有人為何人；如客戶屬法人或信託 15，該 等措施包括可使該保險機構了解有關法人或信託的擁 有權及控制權結構(見第4.4段)； (c) 取得與該保險機構建立業務關係 (如有 )的目的及擬具 有的性質的資料，除非有關目的及擬具有的性質顯而 易見(見第4.8段)；及 (d) 如某人...

... professional qualification; OR (ii) you have a minimum of two years’ experience in the insurance industry occupying a management position but have in total less than five years’ experience in the industry.) Please tick the qualification obtained and attach copy of the relevant certificate:  1) Associate or...

... professional qualification; OR (ii) you have a minimum of two years’ experience in the insurance industry occupying a management position but have in total less than five years’ experience in the industry.) Please tick the qualification obtained and attach copy of the relevant certificate:  1) Associate or...