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https://www.ia.org.hk/english/infocenter/statistics/files/3q24long.pdf -
Date: 2025-04-25
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https://www.ia.org.hk/english/infocenter/forms/files/FormS3SupplementalForm_InformationonCriminalRecord.pdf -
Date: 2025-05-23
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https://www.ia.org.hk/english/infocenter/statistics/files/Table-L3_2024.pdf -
Date: 2025-12-05
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https://www.ia.org.hk/english/infocenter/statistics/files/Table-L3__2024.pdf -
Date: 2025-12-05
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/FormS3SupplementalForm_InformationonCriminalRecord.pdf -
Date: 2025-12-05
...No Content...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L3_2024.pdf -
Date: 2026-01-08
...No Content...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L3__2024.pdf -
Date: 2026-01-08
...No Content...
https://www.ia.org.hk/english/infocenter/statistics/files/3q25long.pdf -
Date: 2026-01-23
...) identify and evaluate all relevant material risks to which it would be exposed in engaging in such activities (sections 6.2 and 6.3 of GL21); c) establish monitoring and reporting processes to ensure that the relevant material risks are monitored and reported to its board, risk committee and senior...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_28.01.2022.pdf -
Date: 2022-05-31
... September 2010, a specific prohibition on licensed or registered persons offering any gift other than a discount of fees or charges when promoting a specific investment product. 1.3. The Hong Kong Monetary Authority (“HKMA”), through its circulars dated 13 July 2009 and 14...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_Gifts_Promo_and_Incentives_v1_1_2012_20190823.pdf -
Date: 2019-12-20