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20180605_ppt.pdf
... appetite IRA (Cont’d) – How to conduct? (Cont’d) Factors to consider: 6 IRA (Cont’d) – How to make use of IRA outcome? 7 International Development – Proliferation Financing (“PF”) Refer to IA’s circular on 12 March 2018 regarding the PF guidance paper issued by the FATF Relevant parts of the PF...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2022-04-27
[PDF]
20180605_ppt.pdf
... appetite IRA (Cont’d) – How to conduct? (Cont’d) Factors to consider: 6 IRA (Cont’d) – How to make use of IRA outcome? 7 International Development – Proliferation Financing (“PF”) Refer to IA’s circular on 12 March 2018 regarding the PF guidance paper issued by the FATF Relevant parts of the PF...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2019-11-05
... policies effected before 30 June 2013, an IFS would be required for top- ups only if it is feasible to do so (e.g. the ILAS is still open for subscription and offering documents are available). Q8: So, for top-ups on new policies effected after 1st July, 2013 would the Part II - Applicant Declaration in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1.FAQ_on_Updated_Requirements_Relating_to_Sale_of_ILAS.pdf -
Date: 2019-12-20
[PDF]
cir_20190809.pdf
... business Cantonese 30 Aug 2019 (Fri) 10:00am – 12:00nn General business English 3 Sept 2019 (Tue) 10:00am – 12:00nn Long term business English 6 Sept 2019 (Fri) 10:00am – 12:00nn You are cordially invited to attend the briefing session(s) relating to the business that your company is carrying on. For...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190809.pdf -
Date: 2019-11-29
[HTML]
Explanatory Notes
... Explanatory Notes Date Subject 12 October 2021 Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41...
https://www.ia.org.hk/english/legislative_framework/explanatory_notes.html -
Date: 2021-10-12
... period as defined in section 8 of Schedule 11 to the IO. 13 See footnote 12. Consultation Conclusions on: (1) Draft Guideline on Fit and Proper Criteria for Licensed Insurance Intermediaries and (2) Draft Guideline on Continuing Professional Development for Licensed Insurance Intermediaries 18 exemption...
https://www.ia.org.hk/english/infocenter/files/Conclusions_Paper_Eng_final.pdf -
Date: 2019-09-03
[HTML]
Enforcement
... the guidelines. Q1 to Q8: Disciplinary Process Q9 to Q17: Secrecy Provisions ...
https://www.ia.org.hk/english/infocenter/faqs/faqs_14.html -
Date: 2020-06-26
[HTML]
Enforcement
... in the guidelines. Q1 to Q8: Disciplinary Process Q9 to Q17: Secrecy Provisions ...
https://www.ia.org.hk/english/enforcement/faqs/faqs_14.html -
Date: 2024-01-16
... Circular_CPD_Reporting_Procedures_01042021CHI 2021 年 4 月 1 日 檔號：MC/CPD/CIR 僅經電郵發送 致：所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓規定 — 2019/20 及 2020/21 評核期的持續專業培訓合規情況匯報程序 從保險業監管局（「保監局」）於 2020 年 6 月 12 日及 2020 年 9 月 30 日發出的通函可知 悉，保監局已合併 2019 年 9 月 23 日至 2020 年 7 月 31 日的持續專業培訓評核期（「第 一個評核期」）及 2020...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPD_Reporting_Procedures_01042021CHI.PDF -
Date: 2021-12-10