... Code of Practice for the Administration of Insurance Agents 《保險代理管理守則》 Other Codes/Guidelines 其他守則/指引 1. Effecting policy without authority 未經授權為客戶投購保險 5 years 五年 (6th) 71/75 & 49(d) (7th) 74/78 & 58(g) 2. Mishandling of clients’ premium or monies 不當處理客戶保費或款項 5 years 五年 (6th) 71/75 & 49(d) Guidance...

... Application for Insurance Agency Licence For Official Use O D N 1st Review 2nd Review C S F Approved † Please tick the appropriate box. Version: September 2019 1 Form A5 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Particulars of Applicant Name in...

... Application for Insurance Agency Licence For Official Use O D N 1st Review 2nd Review C S F Approved † Please tick the appropriate box. Version: September 2019 1 Form A5 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Particulars of Applicant Name in...

... Application for Insurance Agency Licence For Official Use O D N 1st Review 2nd Review C S F Approved † Please tick the appropriate box. Version: September 2019 1 Form A5 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Particulars of Applicant Name in...

... elaborates the ascertainment of variable fee and the payment requirements. ASCERTAINMENT OF VARIABLE FEE Interpretation of “Insurance Liabilities” 4. The term “insurance liabilities” is defined under section 1A of the Regulation. 5. Schedule 3 to Cap. 41 provides detailed requirements on accounts and...

...) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening & training Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 5 Observation • Some requirements...

...) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening & training Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 5 Observation • Some requirements...

...) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening & training Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 5 Observation • Some requirements...

... Insurance Examination 5 May 2009 Preparedness for Human Swine Influenza Pandemic in Hong Kong...

... insurance business for the purpose of Own Risk Solvency Assessment Report (Effective from January 2020) I. Background I.1. The Guideline on Enterprise Risk Management (“GL21”) was published by the Insurance Authority (“IA”) on 5 July 2019 and takes effect from 1 January 2020. Section 9 of GL21 sets out the...