... Requirements Specified for Insurance Brokers 5.2.5 Relevant Codes and Guidelines by the Self-Regulatory Bodies 5.2.6 Guideline on the Use of Internet for Insurance Activities (GL8) 5.2.7 Guideline on Underwriting Class C Business (GL15) 5.3 Securities Legislation and Code of Conduct 5/18 5.3.1 Securities and...

... Guidelines by the Self-Regulatory Bodies 5.2.6 Guidance Note on the Use of Internet for Insurance Activities (GN8) 5.2.7 Guidance Note on Underwriting Class C Business (GN15) 5.3 Securities Legislation and Code of Conduct 5/18 5.3.1 Securities and Futures Ordinance 5.3.2 Licensing and Registration...

... Guidance Notes 5.2.4 Minimum Requirements Specified for Insurance Brokers 5.2.5 Relevant Codes and Guidelines by the Self-Regulatory Bodies 5.2.6 Guidance Note on the Use of Internet for Insurance Activities (GN8) 5.2.7 Guidance Note on Underwriting Class C Business (GN15) 5.3 Securities Legislation and...

... Association. On 23 September 2019, the Insurance Authority (IA) took over the regulatory functions of the three Self-Regulatory Organisations (SROs)1 to directly regulate insurance intermediaries (including insurance agents and insurance brokers) in Hong Kong, as empowered by the Insurance Ordinance. The new...

... insurance intermediaries on 23 September 2019, the Insurance Authority (“IA”) becomes responsible for licensing and regulation of insurance intermediaries in Hong Kong. New Regulatory Regime for Insurance Intermediaries Enhance professionalism of insurance intermediaries Enhance regulatory e�ciency Enhance...

... insurance intermediaries on 23 September 2019, the Insurance Authority (“IA”) becomes responsible for licensing and regulation of insurance intermediaries in Hong Kong. New Regulatory Regime for Insurance Intermediaries Enhance professionalism of insurance intermediaries Enhance regulatory e�ciency Enhance...