... / Corporate from high-risk country?  No known nexus with Hong Kong?  Complex corporate structure (obscuring ultimate beneficial ownership)? Transaction  Payment from 3rd party / cashier order?  Unusual high/ low payment?  Unexpected amount of transactions ?  Transacted with unrelated parties...

... / Corporate from high-risk country?  No known nexus with Hong Kong?  Complex corporate structure (obscuring ultimate beneficial ownership)? Transaction  Payment from 3rd party / cashier order?  Unusual high/ low payment?  Unexpected amount of transactions ?  Transacted with unrelated parties...

... modified requirement. In order to encourage them making up mind earlier, the fee for deleting line of business, i.e. changing from LI to LX or G+LI to G+LX, will be waived from now till 28 February 2011. Such waiver applies also to deletion of other line of business during the said period. For information...

... G business and its implication on the retirement planning of the insuring public, the IA considers it appropriate that a set of guidelines on reserve provisions for Class G business should be promulgated for compliance by authorized long term insurers. 1.3. The objective of this Guideline is to...

... anniversary day will fall in the succeeding month. A sample of the Annual Fee Notice is set out in Annex E for information. 11. Insurers should settle the Fees，both the fixed and variable, in full with one payment. DEFINITIONS OF TERMS 12. Where a term used in the Note is defined in Cap. 41 or the subsidiary...

... specified in Class C in Part 2 of the First Schedule to the ICO. 2) The FNA must include all the questions and multiple choice options as set out in the Appendix. However, Member Companies may include additional questions and/or multiple choice options, if they consider that such will further enhance the...

... Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2013 Edition PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Principles and Practice of Insurance Examination. The Examination...

... Insurance Intermediaries Quality Assurance Scheme - Principles and Practice of Insurance Examination (2013 Edition) Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2013 Edition i PREFACE These Study Notes have been prepared to correspon...

... identify all the connected parties of the customer by obtaining their names. – Connected parties are, for example  directors of corporations;  partners of partnerships; and  trustees (or equivalent) of trusts or other similar legal arrangements – The screening requirements set out in Chapter 6 should...

... identify all the connected parties of the customer by obtaining their names. – Connected parties are, for example  directors of corporations;  partners of partnerships; and  trustees (or equivalent) of trusts or other similar legal arrangements – The screening requirements set out in Chapter 6 should...