... Policies with any refundable amounts are regarded as with cash value, therefore will fall in the scope of the Guideline. Also, in assessing whether an insurance policy as having refundable feature, insurers should consider substance over form. Q3 Referring to paragraph 4.3 of the Guideline, inforce...

... Policies with any refundable amounts are regarded as with cash value, therefore will fall in the scope of the Guideline. Also, in assessing whether an insurance policy as having refundable feature, insurers should consider substance over form. Q3 Referring to paragraph 4.3 of the Guideline, inforce...

... continue to possess professional competence and standard in providing advice and service to the policy holders and potential policy holders. CPD Requirements 3. Except for travel insurance agents, their responsible officers and technical representatives (requirements are specified in paragraph 4), all...

... CPD Programme is to ensure insurance intermediaries continue to possess professional competence and standard in providing advice and service to the policy holders and potential policy holders. CPD Requirements 3. Except for travel insurance agents, their responsible officers and technical...

... Information on Compliance Officer and Money Laundering Reporting Officer appointed under the GL3 Our Ref: INS/TEC/6/45 25 October 2021 To : Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Information on Compliance Officer and Money Laundering Reporting Officer...

... – 12:30 pm & 2:00 pm – 5:30 pm (Monday to Friday) Licensing Enquiries Email: [email protected] Tel    : (852) 3899 9983 (Call Menu: select language first, then press 3, 2, 1, 0) PLEASE NOTE: For straightforward licence...

... and enter the 6- digit code shown on the token display. First Time Activation of Your LISA Account Step 2: • We will send you the One-time passcode to your registered email address (please see the example) First Time Activation of Your LISA Account Step 3: • Please enter the 6-digit one-time passcode...

...) identify and evaluate all relevant material risks to which it would be exposed in engaging in such activities (sections 6.2 and 6.3 of GL21); c) establish monitoring and reporting processes to ensure that the relevant material risks are monitored and reported to its board, risk committee and senior...

...  September  2010,  a  specific  prohibition  on  licensed  or  registered  persons  offering  any  gift  other  than  a  discount  of  fees  or  charges when  promoting  a  specific  investment product.  1.3.  The Hong Kong Monetary Authority  (“HKMA”),  through  its  circulars dated 13  July 2009  and  14...

... following means: Mail: Insurance Authority 19/F, 41 Heung Yip Road Wong Chuk Hang Hong Kong Fax: (852) 3899 9993 Email: [email protected] 3 Any person making a submission on behalf of an organization is requested to provide details of such organization. 4 Submissions will be received on the...