... operative under the new policy? The “Incontestability Clause” under your existing policy may already have taken effect to protect your interests. That means the validity of the existing policy is incontestable unless there is, for example, fraud or non-payment of premiums. (g) Is the type of the new policy...

... policy for ensuring that relevant staff receive adequate AML/CFT training? Have the insurance institutions monitored who have been trained, when the staff received the training, the type of the training provided and the effectiveness of the training? Staff Training 24 • Training materials regularly...

...  All supporting documents in connection with the Application should be duly verified against the relevant original copy by your appointing principals before submission to the IA.  If you are an existing licensed insurance intermediary and intend to apply for a different type of insurance intermediary...

... identification of the conduct; and (v) the likelihood that the authorized insurer will engage in the same type of conduct in the future. (c) The previous disciplinary record and compliance history of the 4 authorized insurer, including: (i) previous disciplinary record and compliance history of the authorized...

... policy for ensuring that relevant staff receive adequate AML/CFT training? Have the insurance institutions monitored who have been trained, when the staff received the training, the type of the training provided and the effectiveness of the training? Staff Training 24 • Training materials regularly...

... operative under the new policy? The “Incontestability Clause” under your existing policy may already have taken effect to protect your interests. That means the validity of the existing policy is incontestable unless there is, for example, fraud or non-payment of premiums. (g) Is the type of the new policy...

... policy for ensuring that relevant staff receive adequate AML/CFT training? Have the insurance institutions monitored who have been trained, when the staff received the training, the type of the training provided and the effectiveness of the training? Staff Training 24 • Training materials regularly...

... differ according to the size and structure of the insurer and the type of business it conducts. However, the basic principles of the Board of Directors (“Board”)’ responsibility, the need for an investment policy, segregation of duties and control will be applicable to all authorized insurers. 1.3. The...

... submission of the Authority's first Corporate Plan for six months (i.e. to 30 June 2016). 4 由於保監局主席及非執行董事的委任在二零一五年十二 月二十八日才生效，因此已徵得財政司司長批准把呈交 保監局首份事務計劃的法定期限延長六個月 (即延至二 零一六年六月三十日 )。 保險業監管局18 Insurance Authority 展望 Outlook4 第四章 Chapter 年報 19Annual Report 2015-16 Getting Prepared for Stage 2 Commencement of the...

... submission of the Authority's first Corporate Plan for six months (i.e. to 30 June 2016). 4 由於保監局主席及非執行董事的委任在二零一五年十二 月二十八日才生效，因此已徵得財政司司長批准把呈交 保監局首份事務計劃的法定期限延長六個月 (即延至二 零一六年六月三十日 )。 保險業監管局18 Insurance Authority 展望 Outlook4 第四章 Chapter 年報 19Annual Report 2015-16 Getting Prepared for Stage 2 Commencement of the...