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⏭... regulatory framework since the IA took over the regulatory functions of the former Office of the Commissioner of Insurance over eight months ago. 2 The IA is the most recent independent financial services regulator established in Hong Kong. In addition to serving as the prudential and conduct regulator for...
https://www.ia.org.hk/english/infocenter/files/Keynote_Speech_AsianInvestor_on_1_Mar.pdf -
Date: 2021-12-09
... regulatory framework since the IA took over the regulatory functions of the former Office of the Commissioner of Insurance over eight months ago. 2 The IA is the most recent independent financial services regulator established in Hong Kong. In addition to serving as the prudential and conduct regulator for...
https://www.ia.org.hk/english/infocenter/files/Keynote_Speech_AsianInvestor_on_1_Mar.pdf -
Date: 2021-09-08
... regulatory framework since the IA took over the regulatory functions of the former Office of the Commissioner of Insurance over eight months ago. 2 The IA is the most recent independent financial services regulator established in Hong Kong. In addition to serving as the prudential and conduct regulator for...
https://www.ia.org.hk/english/infocenter/files/Keynote_Speech_AsianInvestor_on_1_Mar.pdf -
Date: 2020-06-12
[PDF]
GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
[PDF]
GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29
... criminal charges or investigation Criminal Offence/Charge Date Country 2. Background information 3. Details of the sentence (including the duration) (e.g. 6 months imprisonment or 3 months community service order) and/or penalties (e.g. monetary fine) for the criminal offence...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_form_re_Criminal.pdf -
Date: 2022-01-06
... criminal charges or investigation Criminal Offence/Charge Date Country 2. Background information 3. Details of the sentence (including the duration) (e.g. 6 months imprisonment or 3 months community service order) and/or penalties (e.g. monetary fine) for the criminal offence...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_form_re_Criminal.pdf -
Date: 2022-05-31