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GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29
[PDF]
cir_aml_20180531.pdf
... Key Findings of AML/CFT Onsite Inspection Visits to Authorized Insurers Carrying on Long Term Business 31 May 2018 Our Ref: INS/TEC/6/45/13 To: Chief Executive of all authorized insurers carrying on long term business Dear Sirs, Key Findings of AML/CFT Onsite Inspection Visits to Authorized...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180531.pdf -
Date: 2019-02-01
... Briefing Session on Key Findings of AML/CFT Onsite Inspection Visits to Long Term Insurers Briefing Session on Key Findings of AML/CFT Onsite Inspection Visits to Long Term Insurers Market Conduct Division 31 May 2018 Purposes • Strengthen the awareness on AML/CFT requirements by insurance...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
... & colleagues, ladies and gentlemen, On behalf of the Hong Kong Insurance Authority (“IA”), it is my great privilege and honour to welcome you all to this Asian Insurance Forum 2019. When I addressed the audience at the inaugural Asia Insurance Forum last December, the IA was still a start-up. We regulated...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2019.pdf -
Date: 2021-12-09
... & colleagues, ladies and gentlemen, On behalf of the Hong Kong Insurance Authority (“IA”), it is my great privilege and honour to welcome you all to this Asian Insurance Forum 2019. When I addressed the audience at the inaugural Asia Insurance Forum last December, the IA was still a start-up. We regulated...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2019.pdf -
Date: 2021-09-08
... Briefing Session on Key Findings of AML/CFT Onsite Inspection Visits to Long Term Insurers Briefing Session on Key Findings of AML/CFT Onsite Inspection Visits to Long Term Insurers Market Conduct Division 31 May 2018 Purposes • Strengthen the awareness on AML/CFT requirements by insurance...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... & colleagues, ladies and gentlemen, On behalf of the Hong Kong Insurance Authority (“IA”), it is my great privilege and honour to welcome you all to this Asian Insurance Forum 2019. When I addressed the audience at the inaugural Asia Insurance Forum last December, the IA was still a start-up. We regulated...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2019.pdf -
Date: 2020-06-12
... Briefing Session on Key Findings of AML/CFT Onsite Inspection Visits to Long Term Insurers Briefing Session on Key Findings of AML/CFT Onsite Inspection Visits to Long Term Insurers Market Conduct Division 31 May 2018 Purposes • Strengthen the awareness on AML/CFT requirements by insurance...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
[HTML]
Overview
...; determination of a supervised group to which the DIHC belongs; governance on suitability of shareholder controllers, chief executives, directors and key persons in control functions of the DIHC through prior approval requirements and objection by the IA; requirements on certain financial...
https://www.ia.org.hk/english/supervision/reg_des_holding_co/Overview_DIHC.html -
Date: 2021-09-13
... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_form_Registration_Licence_Record.pdf -
Date: 2022-01-06