...) Size and type of insurance business, and targeted users iii) Technology involved iv) Expected outcome and success criteria of the trial B. Risk management controls C. Customer protection D. Resources and readiness of the insurer E. Exit strategy 19 “Fast Track” • A dedicated queue for new authorization...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf -
Date: 2020-06-12
... not occur in future; (iii) the degree of cooperation with the IA, other relevant authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of contravention in the future if no or a lighter...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_A.pdf -
Date: 2019-02-01
... taken to ensure that similar contraventions will not occur in future; (iii) the degree of cooperation with the IA, other relevant authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_C.pdf -
Date: 2019-12-24
... the Referrers do not represent the Members; - disclaim liability of any conduct by the Referrers. Members should keep adequate records, sufficient to account for its effort in direct dealings with this type of clients or in conducting due diligence on the legal capability of referrers to practise as...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN8_Guidance_Note_on_Dealing_with_Referral_Business_v1_7_5_2010_eg19.pdf -
Date: 2019-12-20
... authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of contravention in the future if no or a lighter penalty is imposed. (c) The previous disciplinary record and compliance history of the...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2019-12-27
... All supporting documents in connection with the Application should be duly verified against the relevant original copy by your appointing principals before submission to the IA. If you are an existing licensed insurance intermediary and intend to apply for a different type of insurance intermediary...
https://www.ia.org.hk/english/infocenter/forms/files/NotesonIndividualLicenceApplication.pdf -
Date: 2019-09-22
... That means the validity of the existing policy is incontestable unless there is fraud or non-payment of premiums. Is the type of the new policy the same as your existing one? If you intend to replace a traditional life insurance policy with an investment-linked life insurance policy (these two types...
https://www.ia.org.hk/english/consumer/files/life_insurance_policy_eng.pdf -
Date: 2020-04-21
... General Business 毛保費 30,526 27,896 9.4% Gross Premiums 淨保費 20,953 19,309 8.5% Net Premiums 承保利潤/(虧損) 432 306 41.2% Underwriting Profit/(Loss) 長期業務 (新造業務 #) Long Term Business (New Business #) 保單保費 Office Premiums 業務類別 2019 2018 Class of Business 一月至六月 Jan-Jun 一月至六月 Jan-Jun 變動 (百萬元)($m) (百萬元)($m) Change 個人...
https://www.ia.org.hk/english/infocenter/press_releases/files/Summary_on_2019_2Q_Provisional_Statistics.pdf -
Date: 2021-09-03