... CIB - IIQAS CPD Programme Administrative Framework v2 (10.3.2015).pdf ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_IIQAS_CPD_Programme_Administrative_Framework_10_3_2005_eg19.pdf -
Date: 2019-12-20
... insurance policy (including rider and top-up) falling under the following types must be accompanied by a financial needs analysis (“FNA”) form: (a) Any policies of the nature specified in Class A in Part 2 of the Schedule 1 to the Insurance Ordinance (Cap. 41) (“IO”) except – (i) term insurance policies...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6_HKFI_Initiative_on_FNA_v6_1_6_2018_20190823.pdf -
Date: 2019-12-20
... Good Faith 3.3 Proximate Cause 3/7 3.3.1 Meaning and Importance of the Principle 3.3.2 Types of Peril 3.3.3 Application of the Principle 3.3.4 Policy Modification of the Principle 3.4 Indemnity 3/11 3.4.1 Definition 3.4.2 Implications 3.4.3 Link with Insurable Interest 3.4.4 How Indemnity Is Provided...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P1_SN_eng_2017ver_2018update.pdf -
Date: 2019-12-02
... Proximate Cause 3/7 3.3.1 Meaning and Importance of the Principle 3.3.2 Types of Peril 3.3.3 Application of the Principle 3.3.4 Policy Modification of the Principle 3.4 Indemnity 3/11 3.4.1 Definition 3.4.2 Implications 3.4.3 Link with Insurable Interest 3.4.4 How Indemnity Is Provided 3.4.5 Salvage 3.4.6...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/9.sn-pp-2017_eng.pdf -
Date: 2019-12-02
... Companies contravened sections 10(1), 10(2), 15, 19(1) and 19(3) of Schedule 2 to AMLO. Risk assessments to identify high risk customers prior to entering into a business relationship 11. Although the Companies’ anti-money laundering manual required staff, prior to the establishment of a business...
https://www.ia.org.hk/english/infocenter/press_releases/files/Statement_of_Disciplinary_Action_20220131.pdf -
Date: 2022-01-31
... Servicing 4/2 4.3 Marketing and Promotion 4/2 4.4 Insurance Sales 4/3 4.5 Underwriting 4/4 4.6 Policy Administration 4/4 4.7 Claims 4/5 4.8 Reinsurance 4/6 4.9 Actuarial Support 4/7 4.10 Accounting and Investment 4/8 4.11 Training and Development 4/8 5. STRUCTURE OF HONG KONG INSURANCE INDUSTRY 5/1 5.1...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-p&p-2013.pdf -
Date: 2019-12-02
... the insurance broker. (one form for each person) 2. If there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.pdf -
Date: 2022-01-06
... the insurance broker. (one form for each person) 2. If there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.pdf -
Date: 2022-05-31
... the insurance broker. (one form for each person) 2. If there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.pdf -
Date: 2020-06-24
...) Ordinance (Cap.615) Commissioner of Customs and Excise Insurance Authority Monetary Authority and Securities and Futures Commission 30 April 2014 2 PURPOSES 1. This Memorandum of Understanding (“MoU”) sets out the framework agreed between the Commissioner of Customs and Excise, the Insurance Authority, the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2020-09-28