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... same Enterprise Risk Management (“ERM”) processes and procedures as set out in the Guideline. It provides flexibility for an insurer to design the ERM framework to accord with its own specific circumstances. An insurer is however expected to be able to demonstrate to the IA’s satisfaction how the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190103.pdf - Date: 2019-11-29
...)(ii) in respect of a Responsible Officer in the Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) are set out in the table below. Acceptable Insurance Qualification Individual Licensee Responsible Officer The Australian and New Zealand...
https://www.ia.org.hk/english/legislative_framework/files/Insurance_Qualifications_Eng.pdf - Date: 2020-09-24