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⏭... Non-Executive Director 4. Professor Chan Wai-sum Non-Executive Director 5. Ms Chitty Cheung Fung-ting Non-Executive Director 6. Mr Kenneth Kwok Tsun-wa Non-Executive Director 7. Mr Ma Ho-fai, GBS, JP Non-Executive Director 8. Mr James Wong Chien-kuo Non-Executive Director 9. Mr Stephen Yiu Kin-wah Non-Executive...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2017_18_English.pdf -
Date: 2020-06-23
... documentary proof of continued compliance with the membership requirements, for example, audited certificate as to net worth; evidences of maintaining proper professional indemnity insurance; maintenance of proper books and nominated clients accounts. (b) The Association shall have the right to request for...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_PIBA_Membership_Regulations_v5_15_4_2013_eg19.pdf -
Date: 2019-12-20
... Code applies. Form and Duration of Maintenance 11.1 Records could either be kept in physical form or in scanned electronic form (for copy documents), and should be maintained for at least 7 years. If the records are related to a particular ILAS policy of client, the 7-year period will be counted from...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
... into a client account such monies as may be necessary for the opening or maintenance of the account and such monies are taken to be client monies for this purpose. (7) No monies other than monies described under subrules (5) and (6) may be paid into a client account maintained by a licensed insurance...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... into a client account such monies as may be necessary for the opening or maintenance of the account and such monies are taken to be client monies for this purpose. (7) No monies other than monies described under subrules (5) and (6) may be paid into a client account maintained by a licensed insurance...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... into a client account such monies as may be necessary for the opening or maintenance of the account and such monies are taken to be client monies for this purpose. (7) No monies other than monies described under subrules (5) and (6) may be paid into a client account maintained by a licensed insurance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... into a client account such monies as may be necessary for the opening or maintenance of the account and such monies are taken to be client monies for this purpose. (7) No monies other than monies described under subrules (5) and (6) may be paid into a client account maintained by a licensed insurance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
[PDF]
GL21.pdf
... authorized business under the Ordinance or other regulations; and (b) the maintenance of a separate set of books and accounts for policy holder funds. 7.7 Reinsurance and Risk Transfer 7.7.1 The ERM framework should include a risk management policy on reinsurance and risk transfer (or reinsurance and risk...
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
[PDF]
GL21.pdf
... authorized business under the Ordinance or other regulations; and (b) the maintenance of a separate set of books and accounts for policy holder funds. 7.7 Reinsurance and Risk Transfer 7.7.1 The ERM framework should include a risk management policy on reinsurance and risk transfer (or reinsurance and risk...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29