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⏭... Nations Sanctions (Afghanistan) Regulation ("Regulation") & United States Executive Order 13224 ("Executive Order") Further to my letter of 18 December 2003, I am writing to advise you that an updated list of names designated by the relevant United Nations...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular290104.html -
Date: 2018-10-22
... Nations Sanctions (Afghanistan) Regulation ("Regulation") & United States Executive Order 13224 ("Executive Order") Further to my letter of 22 October 2003, I am writing to advise you that an updated list of names designated by the relevant United Nations...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular181203.html -
Date: 2017-06-23
[PDF]
e-ppt20141013-01.pdf
... Characteristics of an effective AML/CFT System Characteristics of an effective AML/CFT System Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 October 2014 1 Disclaimer • This part of presentation aims to raise the audience’s awareness of the characteristics of an effective AML...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2021-11-12
[PDF]
e-ppt20141013-01.pdf
... Characteristics of an effective AML/CFT System Characteristics of an effective AML/CFT System Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 October 2014 1 Disclaimer • This part of presentation aims to raise the audience’s awareness of the characteristics of an effective AML...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20141013-01.pdf
... Characteristics of an effective AML/CFT System Characteristics of an effective AML/CFT System Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 October 2014 1 Disclaimer • This part of presentation aims to raise the audience’s awareness of the characteristics of an effective AML...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2019-11-05
[PDF]
cir_aml_20180531.pdf
... satisfied that the AML/CFT systems are capable of addressing relevant money laundering and terrorist financing risks. Senior management oversight is an essential and integral part of AML/CFT system. In respect of the issues identified, the insurers concerned have been requested to take remedial actions...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180531.pdf -
Date: 2019-02-01
[PDF]
ppt20161201-1.pdf
... review How to Monitor? 23 23 • Scale • Demonstrate effectiveness • Adequate with respect to the company’s size / activities / risk • Electronic system a must ? How to Monitor? Dedicated automatic transaction monitoring system / System generated exception reports Manual incident report/log 24 24 How to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2021-11-12
[PDF]
ppt20161201-1.pdf
... review How to Monitor? 23 23 • Scale • Demonstrate effectiveness • Adequate with respect to the company’s size / activities / risk • Electronic system a must ? How to Monitor? Dedicated automatic transaction monitoring system / System generated exception reports Manual incident report/log 24 24 How to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2022-04-27
[PDF]
ppt20161201-1.pdf
... review How to Monitor? 23 23 • Scale • Demonstrate effectiveness • Adequate with respect to the company’s size / activities / risk • Electronic system a must ? How to Monitor? Dedicated automatic transaction monitoring system / System generated exception reports Manual incident report/log 24 24 How to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2019-11-05
[HTML]
Agency Survey and Statistics
... Agency Survey and Statistics In order to have a broad and general understanding of the entire insurance agency industry, the Insurance Authority collects business information from insurance agencies by way of a survey. Please click on the link below to...
https://www.ia.org.hk/english/infocenter/statistics/agencysurvey.html -
Date: 2020-01-07