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https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_30.7.2025_Practice_Note_for_Commission_Spreading_Chi.pdf -
Date: 2025-09-30
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https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_30.7.2025_Practice_Note_for_Commission_Spreading_Eng.pdf -
Date: 2025-09-30
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_30.7.2025_Practice_Note_for_Commission_Spreading_Chi.pdf -
Date: 2025-09-01
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_30.7.2025_Practice_Note_for_Commission_Spreading_Eng.pdf -
Date: 2025-09-01
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_30.7.2025_Practice_Note_for_Commission_Spreading_Chi.pdf -
Date: 2025-11-20
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_30.7.2025_Practice_Note_for_Commission_Spreading_Eng.pdf -
Date: 2025-11-20
... insurance policies are long term policies that may lock the liquidity of customers. Accordingly, it is of paramount importance that insurance advice provided by intermediaries needs to be based upon customers’ needs. It is therefore necessary to carry out financial needs analysis for the customers during...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6_HKFI_Initiative_on_FNA_v6_1_6_2018_20190823.pdf -
Date: 2019-12-20
[PDF]
GL27_English.pdf
... guidelines issued by the IA or other regulatory bodies, including but not limited to the following: (a) Section 90(a) of the Ordinance which requires a licensed insurance 3 intermediary when carrying on a regulated activity to “act honestly, fairly, in the best interests of the policy holder concerned or the...
https://www.ia.org.hk/english/legislative_framework/files/GL27_English.pdf -
Date: 2020-09-24
[PDF]
Long_term_policy.pdf
... guidelines issued by the IA or other regulatory bodies, including but not limited to the following: (a) Section 90(a) of the Ordinance which requires a licensed insurance 3 intermediary when carrying on a regulated activity to “act honestly, fairly, in the best interests of the policy holder concerned or the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Long_term_policy.pdf -
Date: 2020-06-24
... which set out principles of best practice for compliance by insurers e.g. Guideline on Underwriting Class C Business (“GL15”) and Guideline on Underwriting Long Term Insurance Business (other than Class C Business) (“GL16”). Code of Conduct for Insurance...
https://www.ia.org.hk/english/consumer/industry_practices_associated_with_the_sale_of_Insurance_policies.html -
Date: 2020-04-21