... Official Use O D N C S F 1st Review 2nd Review Approved Please read the Notes on Application and complete all items in BLOCK LETTERS. All amendments must be signed by the Applicant. Before submission, please ensure the Applicant is currently not a licensed insurance intermediary. † Licence applied...

... Official Use O D N C S F 1st Review 2nd Review Approved Please read the Notes on Application and complete all items in BLOCK LETTERS. All amendments must be signed by the Applicant. Before submission, please ensure the Applicant is currently not a licensed insurance intermediary. † Licence applied...

... HK ME Report HK ME Report (Jul 08) (Jul 08) -- recommendationsrecommendations • AML/CFT regime is generally effective • Customer due diligence (CDD) and record-keeping requirements to be set out in law or regulation • Inspection and investigation powers • Sanctioning powers Office of the Commissioner...

... Scenarios III.1. The three Prescribed Scenarios are set out below. Prescribed Scenario 1 – Market risk scenario This scenario is based on the two largest undiversified market risk charges in the prescribed capital requirement (“PCR”) of the regulatory capital requirements for a general business insurer as...