... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....

... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....

... Programme Contents 課程內容 ● Background 背景 ● Legal Status 法律地位 ● Risk Culture 風險文化 ● Risk Assessment 風險評估 ● Customer Due Diligence Process 客戶盡職調查過程 ● Foreign Tax Offense 外國稅務 ● Ongoing Review 恒常審查 ● Training 培訓 ● Independent Reviews 獨立評估 ● Red Flag Indicators 紅旗指示 P.2 Module 3: AML/CFT Compliance - Potential...

... Scientists 2. Extensive use of solutions Intermediaries in Hong Kong 3. +15 Insurers subscribe to our Product Intelligence and Data Insights 4. +10 Insurer technology license/subscription deals and rapidly accelerating 5. We will continue to accelerate our platform and solutions across HK and Asia. Look out...

... financing 提高對保險業打擊清洗黑錢及恐怖分子籌資活動的防範意識； 2. To enhance participants' understanding of the statutory obligations & practices of suspicious transaction reporting (STR) 了解法定義務及加強執行可疑交易報告； 3. To familiarize with the Guideline on Anti-Money Laundering and Counter-Terrorist Financing issued by the Insurance...

... policy documents to the licensed insurance intermediary? A2 The authorized insurer should provide the life insurance policy to the licensed insurance intermediary sufficiently in advance of the end of the “9 calendar day period” defined in Paragraph 5.5(a) of the Guideline. Q3 In respect to Paragraph 7.1...

... financing 提高對保險業打擊清洗黑錢及恐怖分子籌資活動的防範意識； 2. To enhance participants' understanding of the statutory obligations & practices of suspicious transaction reporting (STR) 了解法定義務及加強執行可疑交易報告； 3. To familiarize with the Guideline on Anti-Money Laundering and Counter-Terrorist Financing issued by the Insurance...

... policy documents to the licensed insurance intermediary? A2 The authorized insurer should provide the life insurance policy to the licensed insurance intermediary sufficiently in advance of the end of the “9 calendar day period” defined in Paragraph 5.5(a) of the Guideline. Q3 In respect to Paragraph 7.1...

... financing 提高對保險業打擊清洗黑錢及恐怖分子籌資活動的防範意識； 2. To enhance participants' understanding of the statutory obligations & practices of suspicious transaction reporting (STR) 了解法定義務及加強執行可疑交易報告； 3. To familiarize with the Guideline on Anti-Money Laundering and Counter-Terrorist Financing issued by the Insurance...

...” refers to contracts of insurance in Class C (Linked long term) of Part 2 of Schedule 1 to the Insurance Ordinance (Cap. 41). In this Practice Note, a reference to an “ILAS policy” is to a contract of insurance within the definition of “linked long term business”. 3. This Practice Note does not have the...