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... Insurance The Government of the Hong Kong Special Administrative Region 3rd Mutual Evaluation on Hong kong Rating Number Compliant 10 Largely Compliant 20 Partially Compliant (PC) 15 Non-Compliant (NC) 4 Total 49 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf - Date: 2019-11-05
... follow the FNA requirements as if the rider or top-up is a new life insurance policy. 5 (a) the policy is: (i) a non-participating endowment product with guaranteed payment of not less than the total premium paid upon maturity; or (ii) a universal life product providing a surrender value which is not...
https://www.ia.org.hk/english/legislative_framework/files/GL30_English.pdf - Date: 2020-09-24
... follow the FNA requirements as if the rider or top-up is a new life insurance policy. 5 (a) the policy is: (i) a non-participating endowment product with guaranteed payment of not less than the total premium paid upon maturity; or (ii) a universal life product providing a surrender value which is not...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Financial_needs.pdf - Date: 2020-06-24
[PDF] GL30.pdf
... follow the FNA requirements as if the rider or top-up is a new life insurance policy. 5 (a) the policy is: (i) a non-participating endowment product with guaranteed payment of not less than the total premium paid upon maturity; or (ii) a universal life product providing a surrender value which is not...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL30.pdf - Date: 2019-11-29
... compulsory CPD hours on “Ethics or Regulation”. 2 The total number of CPD hours required for an individual licensee granted a licence by the IA in August 2021 is 12 CPD hours, 3 of which must be related to “Ethics or Regulations”. Please refer to table 1 in Annex 2 to GL24: Granted a TRB licence by the IA on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_eng.pdf - Date: 2021-12-10
... compulsory CPD hours on “Ethics or Regulation”. 2 The total number of CPD hours required for an individual licensee granted a licence by the IA in August 2021 is 12 CPD hours, 3 of which must be related to “Ethics or Regulations”. Please refer to table 1 in Annex 2 to GL24: Granted a TRB licence by the IA on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_eng.pdf - Date: 2021-09-09
... paid-up share capital and net assets from $100,000 to $500,000 would cause an existing broker company with capital and net assets of $100,000 only to inject additional funds of $800,000 (additional capital of $400,000 + additional net assets of $400,000) in total. In addition, a question about the means...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
... paid-up share capital and net assets from $100,000 to $500,000 would cause an existing broker company with capital and net assets of $100,000 only to inject additional funds of $800,000 (additional capital of $400,000 + additional net assets of $400,000) in total. In addition, a question about the means...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf - Date: 2019-09-03