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⏭... enhance the audience’s understanding of the topic and refers to certain requirements of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (“AMLO”) and the Guideline on Anti-Money Laundering and Counter-Terrorist Financing (“GL3”) published by the Insurance Authority (“IA”), it provides...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
... including Linked Long Term 3. Long Term including Linked Long Term 6. Restricted Scope Travel # Appointing Principal must notify the Insurance Authority (“IA”) at least 14 days before the intended appointment of the Licensed Insurance Intermediary to carry on the line(s) of business. If there is any change...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-01-06
... including Linked Long Term 3. Long Term including Linked Long Term 6. Restricted Scope Travel # Appointing Principal must notify the Insurance Authority (“IA”) at least 14 days before the intended appointment of the Licensed Insurance Intermediary to carry on the line(s) of business. If there is any change...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-05-31
... include, with effect from September 2010, a specific prohibition on licensed or registered persons offering any gift other than a discount of fees or charges when promoting a specific investment product. 1.3. The Hong Kong Monetary Authority ("HKMA"), through its circulars dated 13 July...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_GN_Gifts_Promo_and_Incentives_v2_1_1_2014_20190823.pdf -
Date: 2019-12-20
...”) taken to assist individual licensees in fulfilling the CPD requirements in light of the impact of COVID- 19? A1: On 28 February 2020, the IA initially extended the CPD fulfillment deadline for the 2019/2020 CPD assessment period by 3 months to 31 October 2020 (“First CPD Fulfillment Deadline”). However...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-12-06
... individual licensees in fulfilling the CPD requirements in light of the impact of COVID- 19? A1: On 28 February 2020, the IA initially extended the CPD fulfillment deadline for the 2019/2020 CPD assessment period by 3 months to 31 October 2020 (“First CPD Fulfillment Deadline”). However, in recognition of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-05-06
...”) taken to assist individual licensees in fulfilling the CPD requirements in light of the impact of COVID- 19? A1: On 28 February 2020, the IA initially extended the CPD fulfillment deadline for the 2019/2020 CPD assessment period by 3 months to 31 October 2020 (“First CPD Fulfillment Deadline”). However...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2022-05-19
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2021-10-12
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2020-07-06