... s22019232078 第 1條 Rule 1 Insurance (Maximum Number of Authorized Insurers) Rules《保險業 (獲授權保險人的最高數目 )規則》 2019年第 78號法律公告 B1472 L.N. 78 of 2019 B1473 2019年第 78號法律公告 《保險業 (獲授權保險人的最高數目 )規則》 (由保險業監管局根據《保險業條例》(第 41章 )第 64I(1)及 129(1)條 訂立 ) 1. 生效日期 本規則自《2015年保險公司 (修訂 )條例》(2015年第 12號 ) 第 74條開始實施的日期起實施。 2...

... Authority Contents Page 1. Introduction ……………………………………………… 1 2. Considerations in Exercising the Insurance Authority’s Power to Impose Pecuniary Penalty……………………… 1 3. Commencement…………………………………………... 4 1 1. Introduction 1.1. This Guideline is issued by the Insurance Authority (“IA”) pursuant to section 23(1...

... details of which are summarized at the Annex for your attention. Key areas for improvement include:- 1) Senior management oversight; 2) Compliance functions; 3) Customer risk assessment; 4) Customer due diligence process; 5) Screening of Politically Exposed Persons, terrorists and sanction designations; 6...