... commenced operation on 1 March 2018, legal professionals, accounting professionals, estate agents and TCSPs are subject to the same set of CDD and record-keeping requirements as FIs. TCSPs are further required to obtain a licence from the Companies Registry (“CR”), subject to the fulfilment of a...

... commenced operation on 1 March 2018, legal professionals, accounting professionals, estate agents and TCSPs are subject to the same set of CDD and record-keeping requirements as FIs. TCSPs are further required to obtain a licence from the Companies Registry (“CR”), subject to the fulfilment of a...

... On 23 December 2016, the Security Council Committee established pursuant to resolution 1988 (2011) enacted the amendments specified with strikethrough and underline in the entry below to its List (the 1988 List) of individuals and entities subject to the assets freeze, travel ban and arms embargo set...

... Authorized Insurers or Licensed Insurance Intermediaries (1) What is the Insurance Authority’s (“IA”) role in handling insurance-related complaints? The IA is a statutory body established under the Insurance Ordinance (Cap. 41...

... - 1 - CIB-GN(5) (Issued on 22 June 2007) (Revised on 15 March 2012) (Revised on 23 January 2014) Guidance Note on Annual Certification by Members Being Engaged in Long Term Insurance Business for Compliance with IA’s Guideline on Anti-Money Laundering and Counter-Terrorist Financing According to...

... look beyond the strict interpretation of policy terms in making a ruling. In addition, as far as good insurance practice is concerned, the Complaints Panel relies heavily on the expected standards set out in The Code of Conduct for Insurers, with particular reference to “Part III: Claims”. Please also...

... - to maintain the living standard of the dependents and families. 11 Methodology 1. Protection needs Future household expenditures This section briefly describes the methodology used to estimate the overall protection gap in Hong Kong and presents the key results. More detail is set out in Appendix 1...

... - to maintain the living standard of the dependents and families. 11 Methodology 1. Protection needs Future household expenditures This section briefly describes the methodology used to estimate the overall protection gap in Hong Kong and presents the key results. More detail is set out in Appendix 1...

... Note on the Treatment of "Closely Linked" Entities Page 1 of 7 Note on the Treatment of “Closely Linked” Entities that are Members of the Supervised Groups under the Group-wide Supervision Regime Background Section 95D of the Insurance Ordinance (Cap. 41) (“Ordinance”) provides that the supervised...

... limit on the number of Principals for whom the person may act or be registered for under clause 21. 如屬根據《銀行業條例》（第 155 章）定義爲銀行的人士出任或登 記代表香港年金有限公司（獲授權保險公司）之保險代理，並單 純爲該保險公司銷售名為「香港年金計劃」的年金產品，而該年 金產品為整付保費及於年金領受者有生之年向其即時每月派發固 定年金，則該保險代理的有關出任或登記將不會計算在第 21 條所 述的保險代理所代表的保險公司數目。 Amend clause 1 as shown on...