... A1 Individual Licence Application (Individual Insurance Agent/TR(A)/TR(B)) Important Notes: Please read "Notes on Application for Insurance Intermediary Licence" before completing Form A1. Before submission...
https://www.ia.org.hk/english/infocenter/forms/intermediaries.html -
Date: 2023-11-08
...% 0.5% 1.0% 1.5% 2.0% 2.5% 3.0% 3.5% 4.0% - 100 200 300 400 500 600 Equity Market Performance and Risk-free Rate FTSE All-World (LHS) US 10-year Treasury yield, % (RHS) US 30-year Treasury yield, % (RHS) Max: 488 Min: 292 Max: 2.34% Min: 1.27%Max: 1.76% Min: 0.62% Market Dynamics : Global 3Sources...
https://www.ia.org.hk/english/infocenter/files/FT_Asia_Insurance_Summit_2021.pdf -
Date: 2021-12-09
... 檔號: MC/CPD/CIR 僅經電郵發送 致: 所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者: 持續專業培訓規定 2018-2019年度培訓評核期的紀律行動 現謹致函通知,保險業監管局(“保監局”)已於2022年1月8日,對91位持牌個人保險代理就未遵 守由2018年8月1日至2019年7月31日培訓評核期的持續專業培訓規定,採取紀律行動。該評核期 為保監局接手規管持牌保險中介人之前的最後一個培訓評核期,保監局沿用了過往自律規管制 度下適用的準則施加是次紀律處分1。 有關的持牌個人保險代理已被撤銷牌照及禁止在3個月內申請成為持牌保險中介人,直至他們完 成...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularChineseUpload.pdf -
Date: 2022-05-31
... (Cap. 615) (“AMLO”)1, 2. The disciplinary action follows an investigation by the IA which discovered the following failures by the Companies, during the period from January 2015 to October 2017: The Companies failed to maintain effective procedures to determine...
https://www.ia.org.hk/english/infocenter/press_releases/20220131.html -
Date: 2022-01-31
... Microsoft Word - CIR_20200224 re Submission of AFS (final).docx 24 February 2020 Our Ref: MC/CIR/BKR By email only To: Responsible Officers of all licensed insurance broker companies Dear Sirs, Submission of Audited Financial Statements and Auditor’s Report under Section 73(1) of the Insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_24022020.pdf -
Date: 2020-06-15
... Microsoft Word - CIR_20200224 re Submission of AFS (final).docx 24 February 2020 Our Ref: MC/CIR/BKR By email only To: Responsible Officers of all licensed insurance broker companies Dear Sirs, Submission of Audited Financial Statements and Auditor’s Report under Section 73(1) of the Insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_24022020.pdf -
Date: 2020-12-21
... GL23 GUIDELINE ON “FIT AND PROPER” CRITERIA FOR LICENSED INSURANCE INTERMEDIARIES UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction 1 2. Interpretation 1 3. Scope and Application 2 4. Determination of “Fit and Proper” 4 5. Criteria for Individuals 8 6....
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL23_FPP.pdf -
Date: 2020-09-24
... GL23 GUIDELINE ON “FIT AND PROPER” CRITERIA FOR LICENSED INSURANCE INTERMEDIARIES UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction 1 2. Interpretation 1 3. Scope and Application 2 4. Determination of “Fit and Proper” 4 5. Criteria for Individuals 8 6....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... GL23 GUIDELINE ON “FIT AND PROPER” CRITERIA FOR LICENSED INSURANCE INTERMEDIARIES UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction 1 2. Interpretation 1 3. Scope and Application 2 4. Determination of “Fit and Proper” 4 5. Criteria for Individuals 8 6....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24