... of misconduct, or when a person is or was, in the opinion of the IA, not fit and proper to hold the position of a director or controller of the insurer. 1.2 Pursuant to section 41P of the Ordinance, the IA may exercise, amongst other powers, the power to order under section 41P(2)(e) for payment of...

... 2020) and informed Mr Tsang that the client needed to provide further documents in order to complete the arrangement of the policy. Mr Tsang, however, overlooked the matter and did not follow up with the client for the further documents, despite being reminded to do so by the Responsible...

... Insurance Authority with details of the relevant case/ matter. In order for the Insurance Authority to consider this application, I complete and enclose the relevant supplemental form and/ or provide details of the relevant case/ matter on a separate sheet, including date of the relevant event, name of...

... Insurance Authority with details of the relevant case/ matter. In order for the Insurance Authority to consider this application, I complete and enclose the relevant supplemental form and/ or provide details of the relevant case/ matter on a separate sheet, including date of the relevant event, name of...

... par with international best practices. In June 2016, we issued the Guidance Note on Reinsurance (GN17), which set out the principles for establishing sound reinsurance management frameworks, and also provide guidance on reinsurance reporting and how we will assess the adequacy of reinsurance...

... par with international best practices. In June 2016, we issued the Guidance Note on Reinsurance (GN17), which set out the principles for establishing sound reinsurance management frameworks, and also provide guidance on reinsurance reporting and how we will assess the adequacy of reinsurance...

... par with international best practices. In June 2016, we issued the Guidance Note on Reinsurance (GN17), which set out the principles for establishing sound reinsurance management frameworks, and also provide guidance on reinsurance reporting and how we will assess the adequacy of reinsurance...

... minimum with a summary illustration of the benefits of a participating insurance (except universal life). 2. Standard Requirements The standard information to be included in the Illustration Document of a typical participating policy (except universal life) is set out on the attached sample format. 3....

...�cer approved by the IA . Maintain a client account with a bank in Hong Kong . Compliance with the requirements set out in the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules . Proper corporate governance, internal controls and risk management (organizational...