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⏭... - 1 - main\jori\14574541_1.docx CIB-GN(13) (Issued on 17 September 2015) Guidance Note on Using Business Names or Brand or Trade Names According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Using Business Names or Brand or Trade Names. Definitions...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN13_GN_on_Using_Business_Names_v1_17_09_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20171020_2.pdf
... r P en n y C h iu a t 2 1 5 3 2 7 4 5 o r vi a a m l@ ia .o rg .h k A n n ex I I S h o u ld t h e p re fe rr ed s es si o n i s fu ll , w o u ld t h e n o m in a te d p er so n (s ) a tt en d t h e a lt er n a ti v e se ss io n ? ( P le a se s el ec t " Y es " o r " N o " ) I w is h t o n o m in at...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171020_2.pdf -
Date: 2018-01-15
[HTML]
Online Register of QDAP
... | T | U | V | W | X | Y | Z | Others | Full list Status (A/N)AllAN Enter keywords A - Accept new application N - Not accept new application Qualifying Deferred...
https://www.ia.org.hk/english/qualifying_deferred_annuity_policy/List_of_QDAP.html -
Date: 2019-04-12
[DOC]
sn-tia-2014.doc
... Ordinary Good Faith 3.2.2 Utmost Good Faith 3.2.3 Material Fact 3.2.4 When to Disclose Material Facts 3.2.5 Types of Breach of Utmost Good Faith 3.2.6 Remedies for Breach of Utmost Good Faith 3.3 Proximate Cause 3/7 3.3.1 Meaning and Importance of the Principle 3.3.2 Types of Peril 3.3.3 Application of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-tia-2014.doc -
Date: 2019-12-02
[PDF]
Appendix_B.PDF
... Appendix B 指 引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 20187 年 36 月 目錄 頁數 第1章 概覽 1 第2章 打擊洗錢/恐怖分子資金籌集制度及在香港以外 進行的業務 13 第3章 風險為本的方法 23 第4章 客戶盡職審查 29 第5章 持續監察 107116 第6章 金融制裁及恐怖分子資金籌集 113122 第7章 可疑交易報告 120128 第8章 備存紀錄 156164 第9章 職員培訓 163171 第10章 電傳轉帳 168176 附錄...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_B.PDF -
Date: 2019-02-01
... - risk profile. 4.4 Client’s needs must first be properly assessed through the use of Financial Needs Analysis (“FNA”) form. ILAS must not be marketed to clients before their needs are properly analyzed. 4.5 Clients that have indicated their insurance needs should then be presented with different...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_PIBA_Guidance_Note_on_Conducting_Investment_Linked_Business_v1_24_12_2014_eg19.pdf -
Date: 2019-12-20
...所欠的持續專業培訓時數。是次紀律行動及有關代理的詳情，可於保監局網站的「持牌保險 中介人登記冊」內使用「按公開紀律行動日期」的搜索功能查閲。 今後違反持續專業培訓規定的個案，將根據我們於 2021 年 7 月 23 日發布的「不遵守持續專業 培訓規定的罰則框架」通函予以處理。該通函亦提到主事保險公司有責任採取適當的監控措施 ，確保獲保險公司委任的持牌保險代理符合持續專業培訓的要求。 此外，根據《保險業條例》 （第 41 章）第 81(5) 條，保監局可向公眾就不遵守持續專業培訓規定所採取的任何紀律行動披 露細節。 有關保監局的其他執法工作資料，請瀏覽於保監局網站的「法規執行消息」。 如有對上述...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularChineseUpload.pdf -
Date: 2022-05-31
[PDF]
IA-InvestHK_EN.pdf
... Hong Kong Insurance Authority, 2020 #2 Swiss Re Institute, 2020 #3 Swiss Re Institute, 2020 #4 Fortune Global 500, 2020 #5 The Stock Exchange of Hong Kong, 2020 #6 Hong Kong Monetary Authority, 2020 #7 Securities and Futures Commission, 2020 #8 Hong Kong Monetary Authority, 2020 #9 The Law Society of...
https://www.ia.org.hk/english/infocenter/files/IA-InvestHK_EN.pdf -
Date: 2021-12-14
[PDF]
IA-InvestHK_EN.pdf
... Hong Kong Insurance Authority, 2020 #2 Swiss Re Institute, 2020 #3 Swiss Re Institute, 2020 #4 Fortune Global 500, 2020 #5 The Stock Exchange of Hong Kong, 2020 #6 Hong Kong Monetary Authority, 2020 #7 Securities and Futures Commission, 2020 #8 Hong Kong Monetary Authority, 2020 #9 The Law Society of...
https://www.ia.org.hk/english/infocenter/files/IA-InvestHK_EN.pdf -
Date: 2022-05-24