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... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 6 agents following the compliance requirements set by their appointing insurers or appointing agency (as applicable). IA’s response 18. Corporate governance is an important aspect of policy holder protection. A failure to have...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf - Date: 2019-09-03
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 6 agents following the compliance requirements set by their appointing insurers or appointing agency (as applicable). IA’s response 18. Corporate governance is an important aspect of policy holder protection. A failure to have...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf - Date: 2019-09-10
..., namely Basic Benefits, as prescribed in the Policy Template (see (c)(ii) above). (5) A Flexi Plan must provide Enhanced Benefits in addition to the Basic Benefits. The design of Flexi Plans must adhere to the “better-off principle” entailing terms and benefits which will bring more protection to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P2_SN_eng_2018_2019update_file6.pdf - Date: 2019-12-02
... Enhance Customer Protection (“Updated Requirements”) With reference to our Circular (Ref: Mv135/14) dated 8 December 2014, a revised enclosure (mainly with topographical changes on pages 10 and 30) is enclosed herewith to replace the Updated Requirements. The full set of Updated Requirements is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf - Date: 2019-12-20
... insurance intermediaries, such as guidelines on conduct requirements for insurance intermediaries, protection of personal data, equal opportunities, corruption prevention and prevention of money laundering and terrorist financing. Annex 1 8 4. If an individual licensee, as part of a Type 2, 3, 4, 5, 6, 7 or...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL24_CPD.pdf - Date: 2020-09-24
... insurance intermediaries, such as guidelines on conduct requirements for insurance intermediaries, protection of personal data, equal opportunities, corruption prevention and prevention of money laundering and terrorist financing. Annex 1 8 4. If an individual licensee, as part of a Type 2, 3, 4, 5, 6, 7 or...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries.pdf - Date: 2020-06-24
... insurance intermediaries, such as guidelines on conduct requirements for insurance intermediaries, protection of personal data, equal opportunities, corruption prevention and prevention of money laundering and terrorist financing. Annex 1 8 4. If an individual licensee, as part of a Type 2, 3, 4, 5, 6, 7 or...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries_Brokers.pdf - Date: 2020-06-24
... consider that knowledge on the part of the regulated person should be added as a consideration because, as a matter of safeguarding professional standards and of policy holder protection, a person should be held accountable for any financial crime resulting from his/her own conduct. 26. One respondent...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf - Date: 2019-09-03
... insurance intermediaries, such as guidelines on conduct requirements for insurance intermediaries, protection of personal data, equal opportunities, corruption prevention and prevention of money laundering and terrorist financing. Annex 1 8 4. If an individual licensee, as part of a Type 2, 3, 4, 5, 6, 7 or...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL24_CPD.pdf - Date: 2019-09-10