... Microsoft Word - GFSC_IA Fintech Co-operation Agreement_final.docx 16 March 2018 Co-operation Agreement GIBRALTAR Financial Services Commission HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5. Scope of Assistance 4 6. Confidentiality...

... Ordinance (Cap.41) (“IO”) Pursuant to section 73(1) of the IO, a licensed insurance broker company must, within 6 months after the end of each financial year (“the 6-month statutory submission deadline”), provide the IA with its audited financial statements, an auditor’s report on its financial statements...

... Ordinance (Cap.41) (“IO”) Pursuant to section 73(1) of the IO, a licensed insurance broker company must, within 6 months after the end of each financial year (“the 6-month statutory submission deadline”), provide the IA with its audited financial statements, an auditor’s report on its financial statements...

...)  Class A products which have a significant savings component; and (ii) Class C products  (“Insurance  Investment / Savings Products”) by Member Companies and supersedes  the 2012 Guidance Note.     1.6 In principle, Member Companies are expected to respect the principles, intention and  spirit of  the...

...(或某方面的 信託行政或管理服務)的專業或業務的過程中行事。 22 (e) 由與保險機構屬同一金融集團的信託公司簽發的確認 書(如有關信託由該信託公司管理)。 文件、數據或資料的可靠程度 4.3.13 保險機構在核實客戶的身分時，無需確立按第 4.3.2、 4.3.6及 4.3.11段所述收集的每項身分識別資料均屬準 確。 4.3.14 保險機構應確保按第4.3.3、4.3.7及4.3.12段為核實客戶 身分的文件、數據或資料，在取得或被提供時是反映現 狀的。 4.3.15 保險機構在運用文件進行核實時，應留意某類文件較其 他文件容易偽造，或已被報稱遺失或被竊。因此，保險 機構應考慮採取與被核實...

... Reports and Financial Statements for the period from 7 December 2015 (date of establishment) to 31 March 2016 附錄 Appendices Contents目錄 2 6 10 14 18 24 35 主席的話 Chairman’s Message 第一章 獨立保險業監管局 Chapter 1 The Independent Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 二零一五至一六年度保監局的主要工作 Chapter...

... Reports and Financial Statements for the period from 7 December 2015 (date of establishment) to 31 March 2016 附錄 Appendices Contents目錄 2 6 10 14 18 24 35 主席的話 Chairman’s Message 第一章 獨立保險業監管局 Chapter 1 The Independent Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 二零一五至一六年度保監局的主要工作 Chapter...

... Reports and Financial Statements for the period from 7 December 2015 (date of establishment) to 31 March 2016 附錄 Appendices Contents目錄 2 6 10 14 18 24 35 主席的話 Chairman’s Message 第一章 獨立保險業監管局 Chapter 1 The Independent Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 二零一五至一六年度保監局的主要工作 Chapter...

... Insurance Authority’s new sub-office in North Point to start operation next week 6 November 2020 The Insurance Authority (IA) announced today (6 November 2020) that the IA’s Complaint Handling Team, Enforcement Team and Anti-Money...