... First ORSA Reports Thank you for your support in the development of the Risk-based Capital (“RBC”) Regime. We received a total of 120 Own Risk and Solvency Assessment (“ORSA”) Reports prepared for the first time under the Guideline on Enterprise Risk Management (“GL21”). We would like to share with you...

... Corruption Prevention and Managing Staff Integrity for Managers of Life Insurance Sector 2 Apr 2019 – Mar 2020 Ms Yvonne Chan 2826 3287 See Note 1 IA/03/05 ICAC Seminar on Corruption Prevention and Professional Ethics for Life Insurance Intermediaries (with case studies) 1.5 Apr 2019 – Mar 2020 Ms Yvonne...

... Annex 1 Key Observations from the First ORSA Reports The Insurance Authority (“IA”) issued the Guideline on Enterprise Risk Management (“GL21”) which took effect on 1 January 2020. This is the Pillar 2 requirement which is implemented ahead of the statutory capital requirement under the Risk-based...

... s22019232078 第 1條 Rule 1 Insurance (Maximum Number of Authorized Insurers) Rules《保險業 (獲授權保險人的最高數目 )規則》 2019年第 78號法律公告 B1472 L.N. 78 of 2019 B1473 2019年第 78號法律公告 《保險業 (獲授權保險人的最高數目 )規則》 (由保險業監管局根據《保險業條例》(第 41章 )第 64I(1)及 129(1)條 訂立 ) 1. 生效日期 本規則自《2015年保險公司 (修訂 )條例》(2015年第 12號 ) 第 74條開始實施的日期起實施。 2...

... Authority Contents Page 1. Introduction ……………………………………………… 1 2. Considerations in Exercising the Insurance Authority’s Power to Impose Pecuniary Penalty……………………… 1 3. Commencement…………………………………………... 4 1 1. Introduction 1.1. This Guideline is issued by the Insurance Authority (“IA”) pursuant to section 23(1...

... criminal charges or investigation Criminal Offence/Charge Date Country 2. Background information 3. Details of the sentence (including the duration) (e.g. 6 months imprisonment or 3 months community service order) and/or penalties (e.g. monetary fine) for the criminal offence...