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⏭..., and procure client to acknowledge receipt thereof in writing and such written acknowledgment should be kept in the client file. Member is also recommended to explain to client in writing the type of services being or to be provided or offered. 7.2 Member should take reasonable steps to ensure that all...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
... unincorporated insurance broker shall maintain in his insurance brokerage business a minimum net assets value of HK$100,000 at all times. An incorporated insurance broker shall maintain a minimum net assets value and a minimum paid up share capital of HK$100,000 at all times. The minimum net assets value is to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16
... unincorporated insurance broker shall maintain in his insurance brokerage business a minimum net assets value of HK$100,000 at all times. An incorporated insurance broker shall maintain a minimum net assets value and a minimum paid up share capital of HK$100,000 at all times. The minimum net assets value is to...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24
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https://www.ia.org.hk/english/infocenter/files/IA_AR_Synopsis_2019_20_Eng.pdf -
Date: 2021-12-14
... /EmbedJobOptions true /DSCReportingLevel 0 /EmitDSCWarnings false /EndPage -1 /ImageMemory 1048576 /LockDistillerParams false /MaxSubsetPct 100 /Optimize false /OPM 1 /ParseDSCComments true /ParseDSCCommentsForDocInfo true /PreserveCopyPage true /PreserveDICMYKValues true /PreserveEPSInfo true /PreserveFlatness...
https://www.ia.org.hk/english/infocenter/files/IA_AR_Synopsis_2019_20_Eng.pdf -
Date: 2022-05-24
[PDF]
iaismmou.pdf
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https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-09-28
[PDF]
iaismmou.pdf
... /ColorConversionStrategy /LeaveColorUnchanged /DoThumbnails false /EmbedAllFonts true /EmbedOpenType false /ParseICCProfilesInComments true /EmbedJobOptions true /DSCReportingLevel 0 /EmitDSCWarnings false /EndPage -1 /ImageMemory 1048576 /LockDistillerParams true /MaxSubsetPct 100 /Optimize true /OPM 1 /ParseDSCComments...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-11-01
[PDF]
iaismmou.pdf
... /ColorConversionStrategy /LeaveColorUnchanged /DoThumbnails false /EmbedAllFonts true /EmbedOpenType false /ParseICCProfilesInComments true /EmbedJobOptions true /DSCReportingLevel 0 /EmitDSCWarnings false /EndPage -1 /ImageMemory 1048576 /LockDistillerParams true /MaxSubsetPct 100 /Optimize true /OPM 1 /ParseDSCComments...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-09-01
[PDF]
iaismmou.pdf
... /ColorConversionStrategy /LeaveColorUnchanged /DoThumbnails false /EmbedAllFonts true /EmbedOpenType false /ParseICCProfilesInComments true /EmbedJobOptions true /DSCReportingLevel 0 /EmitDSCWarnings false /EndPage -1 /ImageMemory 1048576 /LockDistillerParams true /MaxSubsetPct 100 /Optimize true /OPM 1 /ParseDSCComments...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-06-19
[PDF]
Appendix_B.PDF
...及被廣泛流傳的資訊。除特別組織及其區域性組 織以外，這些來源可包括（但並不限於）超國家或國際組 織例如國際貨幣基金組織，由不同的財富情報組所組成的 埃格蒙特集團及有關的政府組織和非政府機構。由這些可 靠消息來源提供的資訊並沒有相同於法律或規例的效 用，亦不應被視為決定風險較高的當然因素。 金融機構應注意在沒有執行或沒有充分執行特別組織建 議的司法管轄區，或已知在防止洗錢/恐怖分子資金籌集 方面標準較低的其他司法管轄區開展業務時潛在的信譽 風險。 100 如在香港成立為法團的金融機構於該等司法管轄區設有 營運單位，該金融機構便應特別謹慎，確保這些營運單位 實施有效的防止洗錢/恐怖分子資金籌集的...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_B.PDF -
Date: 2019-02-01