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⏭... 1 Hong Kong FinTech Week 2020 4 November 2020 Keynote Speech by Mr Clement Cheung Chief Executive Officer of the Insurance Authority Ladies and gentlemen, good morning. Hong Kong FinTech Week is a most anticipated event, and it takes on a special meaning this year as we are not just talking about...
https://www.ia.org.hk/english/infocenter/files/HKFTW2020_Keynote_Speech.pdf -
Date: 2021-12-09
... 1 Hong Kong FinTech Week 2020 4 November 2020 Keynote Speech by Mr Clement Cheung Chief Executive Officer of the Insurance Authority Ladies and gentlemen, good morning. Hong Kong FinTech Week is a most anticipated event, and it takes on a special meaning this year as we are not just talking about...
https://www.ia.org.hk/english/infocenter/files/HKFTW2020_Keynote_Speech.pdf -
Date: 2021-09-08
... disciplinary action against Mr Tsang Kwong Chi Samuel (Mr Tsang), a technical representative of a broker company, by suspending his licence for two months and ordering him to pay a pecuniary fine of HK$40,000, on the ground that he was guilty of misconduct. Between November 2018 and February 2019, Mr...
https://www.ia.org.hk/english/infocenter/press_releases/20231222.html -
Date: 2023-12-22
...;). The IA is empowered to investigate the suspected offences or non-compliance under sections 11 and 12 of the AMLO. If the IA has reasonable cause to believe that an offence under the AMLO may have been committed or has reason to inquire whether the IIs have contravened a specified provision...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/index.html -
Date: 2021-09-13
[PDF]
cir_aml_20180717.pdf
... 10A of the DPRK Regulation, a person must not, except with a license, a) provide an insurance or reinsurance service to a ship owned, controlled or operated by a person connected with the Democratic People’s Republic of Korea (“DPRK”) or a ship that is involved in an activity prohibited by the UNSC...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180717.pdf -
Date: 2019-02-01
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A...
https://www.ia.org.hk/english/infocenter/forms/files/20190917-RO_Application.pdf -
Date: 2022-01-06
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A...
https://www.ia.org.hk/english/infocenter/forms/files/20190917-RO_Application.pdf -
Date: 2022-05-31
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A...
https://www.ia.org.hk/english/infocenter/forms/files/20190917-RO_Application.pdf -
Date: 2020-06-24
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A...
https://www.ia.org.hk/english/infocenter/forms/files/FormA3ResponsibleOfficerApplication.pdf -
Date: 2019-09-22
[PDF]
GL12.pdf
... is expected to exercise prudent control on its reinsurance arrangements. However, such control may be compromised when the reinsurer is a related company, thus posing a higher risk to the regulatory control of the Insurance Authority (“IA”). For the protection of policy holders, the IA has to ensure...
https://www.ia.org.hk/english/legislative_framework/files/GL12.pdf -
Date: 2020-09-24