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⏭... majority of respondents agreed that disclosure is an appropriate mechanism to manage potential conflicts of interest. There were questions, however, on the amount of disclosure indicated under General Principle 7 and clarification was requested on the manner, type and level of disclosure required to be...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
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https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-01-06
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https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-05-31
... understand that the Insurance Company is not responsible for the advice given by the insurance broker. To facilitate this differentiation, a specific set of Applicant’s Declarations (see Appendix C) has been prepared for this purpose and must be used for business introduced from this intermediary type. 4.5...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_ILAS_Requirements_v2_1_2011_20190823.pdf -
Date: 2019-12-20
[PDF]
GL15.pdf
... suitability of the premium payment term. For instance, a policy maturing in 40 years with prolonged redemption penalties would unlikely be appropriate for a 60-year-old client. (b) Regular premium – It is also necessary to ascertain the client’s ability to pay continuously throughout the policy payment term....
https://www.ia.org.hk/english/legislative_framework/files/GL15.pdf -
Date: 2020-09-24
[PDF]
Agent_Code_Eng.pdf
... trade name, if any) of the agent; (ii) the licence number of the agent; (iii) the type of licence of the agent, i.e. individual insurance agent licence, insurance agency licence or technical representative (agent) licence; (iv) the name of the appointing insurer or appointing agency (as applicable) of...
https://www.ia.org.hk/english/legislative_framework/files/Agent_Code_Eng.pdf -
Date: 2020-06-01
... trade name, if any) of the agent; (ii) the licence number of the agent; (iii) the type of licence of the agent, i.e. individual insurance agent licence, insurance agency licence or technical representative (agent) licence; (iv) the name of the appointing insurer or appointing agency (as applicable) of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceAgents.pdf -
Date: 2020-06-24
[PDF]
Agent_Code_Eng.pdf
... trade name, if any) of the agent; (ii) the licence number of the agent; (iii) the type of licence of the agent, i.e. individual insurance agent licence, insurance agency licence or technical representative (agent) licence; (iv) the name of the appointing insurer or appointing agency (as applicable) of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Agent_Code_Eng.pdf -
Date: 2019-09-10