... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...

... recommendation, and for ILAS policies, those set out under 8.1 above. 11. In the recommendation of regular premium policies, Members should include, but without limitation, the following:- 11.1 the ratio of the regular premiums of the recommended products to the clients’ disposable income. When clients...

... currently set out in the AML Guideline. As a result, FIs are only required to collect address information of customers and/or beneficial owners without the need to collect documentary evidence for AML/CFT purpose. Relevant paragraphs of the AML Guideline that will be amended to reflect the removal of the...

... Annex 2, which contains descriptions of additional sources of information. 8. The Guidance aims to set out the key elements of an effective risk-based approach and identifies the types of issues that both public authorities and life insurance companies and intermediaries may wish to consider when...

... Annex 2, which contains descriptions of additional sources of information. 8. The Guidance aims to set out the key elements of an effective risk-based approach and identifies the types of issues that both public authorities and life insurance companies and intermediaries may wish to consider when...

... Annex 2, which contains descriptions of additional sources of information. 8. The Guidance aims to set out the key elements of an effective risk-based approach and identifies the types of issues that both public authorities and life insurance companies and intermediaries may wish to consider when...

... of Insurtech, the IA strikes a balance carefully – while life insurance products offered through digital channels must be simple and contain high protection elements, we are also mindful that innovation should not be stifled by over regulation. Second, we endeavour to cultivate a healthy ecosystem...

... of Insurtech, the IA strikes a balance carefully – while life insurance products offered through digital channels must be simple and contain high protection elements, we are also mindful that innovation should not be stifled by over regulation. Second, we endeavour to cultivate a healthy ecosystem...

... of Insurtech, the IA strikes a balance carefully – while life insurance products offered through digital channels must be simple and contain high protection elements, we are also mindful that innovation should not be stifled by over regulation. Second, we endeavour to cultivate a healthy ecosystem...

... Asked Questions on CPD requirements The number of CPD hours an individual licensee must complete is set out in the Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (“GL24”). The IA has also issued a set of Frequently Asked Questions (“FAQs”) and accompanying answers...